Guidelines · ESMA
Guidelines on certain aspects of the MiFID II suitability requirements
Published
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ESMA's 2022 final report and revised guidelines (ESMA35-43-3172) on the MiFID II suitability assessment for investment advice and portfolio management, updated for the integration of clients' sustainability preferences, covering information to clients, knowing the client and the product, reliability of client information, suitability of recommendations, costs and switching, staff qualifications and record keeping, with good and poor supervisory practices.
Details
| Reference | ESMA35-43-3172 |
|---|---|
| Issuer | ESMA |
Provisions it relates to
- Article 25 MiFID II · Assessment of suitability and appropriateness and reporting to clientsESMA rulebook