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Dates timeline

Application dates of amendments to MiFID II, MiFIR and UK MiFIR, revocations, Level 2 acts entering into force and consultation deadlines. Dates as of 13 Oct 2026.

JurisdictionKind

Upcoming

6 Nov 2026UKConsultation
FCA CP26/34
Consultation closes
1 Jan 2027UKRevocation
Financial Services and Markets Act 2023
Revokes UK Delegated Regulation (EU) 2017/592: Article 1, Article 2, Article 3, Article 4, Article 5, Article 6
12 Feb 2028EULevel 2
Commission Delegated Regulation (EU) 2026/825 of 14 April 2026 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the criteria to be taken into account in establishing and assessing the effectiveness of order execution policies of investment firms and repealing Commission Delegated Regulations (EU) 2017/575 and (EU) 2017/576
Applies (in whole or in part)
11 Aug 2028EULevel 2
Commission Delegated Regulation (EU) 2017/575 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards concerning the data to be published by execution venues on the quality of execution of transactions
Last day of validity
11 Aug 2028EULevel 2
Commission Delegated Regulation (EU) 2017/576 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution
Last day of validity

Past

2026

18 Sept 2026UKConsultation
FCA CP26/23
Consultation closes
7 Sept 2026EULevel 2
Commission Delegated Regulation (EU) 2026/1092 of 21 May 2026 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the establishment of an EU code of conduct for issuer-sponsored research
Enters into force
23 Aug 2026EULevel 2
Commission Delegated Regulation (EU) 2026/482 of 24 November 2025 amending Delegated Regulation (EU) 2017/567 as regards the determination of what constitutes a liquid market for equity instruments, the obligation to provide market data on a reasonable commercial basis, the size specific to the instrument for the purposes of obligations for systematic internalisers, and the definition of and disclosure for post-trade risk reduction services
Applies (in whole or in part)
21 Aug 2026UKConsultation
FCA CP26/24
Consultation closes
12 Aug 2026EULevel 2
Commission Delegated Regulation (EU) 2026/825 of 14 April 2026 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the criteria to be taken into account in establishing and assessing the effectiveness of order execution policies of investment firms and repealing Commission Delegated Regulations (EU) 2017/575 and (EU) 2017/576
Enters into force
By 6 Jul 2026UKAmendment
S.I. 2018/1403
Applies to UK MiFIR: Article 26
6 Jul 2026UKAmendment
Financial Services and Markets Act 2023
Applies to UK MiFIR: Article 26, Annex 3
6 Jul 2026UKRevocation
Financial Services and Markets Act 2023
Revokes UK Delegated Regulation (EU) 2017/591: Article 1, Article 2, Article 3, Article 4, Article 5, Article 6, Article 7, Article 8 and 14 more
22 Jun 2026EULevel 2
Commission Delegated Directive (EU) 2026/374 of 20 February 2026 amending Delegated Directive (EU) 2017/593 as regards the conditions for the provision of third-party execution and research services to investment firms that provide portfolio management or other investment or ancillary services
Enters into force
21 Jun 2026EULevel 2
Commission Delegated Regulation (EU) 2026/392 of 20 February 2026 amending the regulatory technical standards laid down in Delegated Regulation (EU) 2017/577 as regards the volume cap and the provision of information for the purposes of transparency and other calculations
Enters into force
18 Jun 2026EULevel 2
Commission Implementing Regulation (EU) 2026/1288 of 12 June 2026 on the stand-alone suspension of the trading obligation for derivatives in accordance with Regulation (EU) No 600/2014 of the European Parliament and of the Council
Enters into force
6 Jun 2026EUAmendment
Directive (EU) 2024/2811
Applies to MiFID II: Article 4, Article 24, Article 33, Article 51a, Article 69, Article 89, Article 90
29 May 2026UKConsultation
FCA CP26/14
Consultation closes
22 May 2026UKConsultation
CP26/10: Simplifying pensions investment advice rules
Consultation closes
13 Apr 2026UKConsultation
FCA CP26/8
Consultation closes
30 Mar 2026UKRevocation
Financial Services and Markets Act 2023
Revokes UK MiFIR: Article 4, Article 4a
2 Mar 2026EULevel 2
Commission Delegated Regulation (EU) 2026/482 of 24 November 2025 amending Delegated Regulation (EU) 2017/567 as regards the determination of what constitutes a liquid market for equity instruments, the obligation to provide market data on a reasonable commercial basis, the size specific to the instrument for the purposes of obligations for systematic internalisers, and the definition of and disclosure for post-trade risk reduction services
Enters into force
2 Mar 2026EULevel 2
Commission Delegated Regulation (EU) 2025/1246 of 18 June 2025 amending the regulatory technical standards laid down in Delegated Regulations (EU) 2017/583 and (EU) 2017/587 as regards transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances, and equity instruments
Applies (in whole or in part)
2 Mar 2026EULevel 2
Commission Delegated Regulation (EU) 2025/1155 of 12 June 2025 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards specifying the input and output data of consolidated tapes, the synchronisation of business clocks and the revenue redistribution by the consolidated tape provider for shares and ETFs, and repealing Commission Delegated Regulation (EU) 2017/574
Applies (in whole or in part)
1 Mar 2026EULevel 2
Commission Delegated Regulation (EU) 2017/574 of 7 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the level of accuracy of business clocks
Last day of validity
23 Feb 2026UKConsultation
CP25/38: Fund liquidity risk management
Consultation closes
20 Feb 2026UKConsultation
FCA CP25/32
Consultation closes
8 Feb 2026EULevel 2
Commission Delegated Regulation (EU) 2026/136 of 8 October 2025 correcting the Swedish language version of Delegated Regulation (EU) 2022/1302 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the application of position limits to commodity derivatives and procedures for applying for exemption from position limits
Enters into force
2 Feb 2026UKConsultation
FCA CP25/36
Consultation closes
10 Jan 2026EUAmendment
Directive (EU) 2023/2864
Applies to MiFID II: Article 87a

2025

1 Dec 2025UKRevocation
Financial Services and Markets Act 2023
Revokes UK MiFIR: Article 18b
By 1 Dec 2025UKAmendment
Financial Services and Markets Act 2023
Applies to UK MiFIR: Article 2, Article 22
23 Nov 2025EULevel 2
Commission Implementing Regulation (EU) 2025/1157 of 12 June 2025 laying down implementing technical standards for the application of Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to the standard forms, templates and procedures for the authorisation of approved publication arrangements, approved reporting mechanisms and consolidated tape providers, and related notifications, and repealing Commission Implementing Regulation (EU) 2017/1110
Enters into force
23 Nov 2025EULevel 2
Commission Delegated Regulation (EU) 2025/1246 of 18 June 2025 amending the regulatory technical standards laid down in Delegated Regulations (EU) 2017/583 and (EU) 2017/587 as regards transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances, and equity instruments
Enters into force
23 Nov 2025EULevel 2
Commission Delegated Regulation (EU) 2025/1156 of 12 June 2025 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on the obligation to make market data available to the public on a reasonable commercial basis
Enters into force
23 Nov 2025EULevel 2
Commission Delegated Regulation (EU) 2025/1155 of 12 June 2025 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards specifying the input and output data of consolidated tapes, the synchronisation of business clocks and the revenue redistribution by the consolidated tape provider for shares and ETFs, and repealing Commission Delegated Regulation (EU) 2017/574
Enters into force
23 Nov 2025EULevel 2
Commission Delegated Regulation (EU) 2025/1143 of 12 June 2025 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation and organisational requirements for approved publication arrangements and approved reporting mechanisms, and on the authorisation requirements for consolidated tape providers, and repealing Commission Delegated Regulation (EU) 2017/571
Enters into force
22 Nov 2025EULevel 2
Commission Implementing Regulation (EU) 2017/1110 of 22 June 2017 laying down implementing technical standards with regard to the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments
Last day of validity
22 Nov 2025EULevel 2
Commission Delegated Regulation (EU) 2018/63 of 26 September 2017 amending Delegated Regulation (EU) 2017/571 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers
Last day of validity
22 Nov 2025EULevel 2
Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers
Last day of validity
23 Oct 2025UKAmendment
S.I. 2025/1020
Applies to UK MiFIR: Article 15, Article 17, Annex 2
23 Oct 2025UKAmendment
S.I. 2025/1020
Applies to UK Delegated Regulation (EU) 2017/567: Article 15
23 Oct 2025UKRevocation
Financial Services and Markets Act 2023
Revokes UK MiFID Org Reg: Article A1, Article 1, Article 2, Article 3, Article 4, Article 5, Article 6, Article 7 and 84 more
15 Oct 2025UKConsultation
CP25/24: Quarterly consultation paper no 49
Consultation closes
29 Sept 2025EURevocation
Directive (EU) 2024/790
Revokes MiFID II: Article 50
29 Sept 2025EUAmendment
Directive (EU) 2024/790
Applies to MiFID II: Article 1, Article 2, Article 4, Article 27, Article 31, Article 47, Article 48, Article 49 and 4 more
22 Sept 2025EULevel 2
Commission Delegated Regulation (EU) 2025/884 of 7 May 2025 amending Delegated Regulation (EU) 2022/930 as regards fees relating to the supervision by the European Securities Markets Authority of consolidated tape providers
Enters into force
22 Sept 2025EULevel 2
Commission Delegated Regulation (EU) 2025/1768 of 7 May 2025 amending Delegated Regulation (EU) 2022/803 as regards rules of procedure for the exercise of the power to impose fines or periodic penalty payments by the European Securities Markets Authority with respect to consolidated tape providers
Enters into force
10 Sept 2025UKConsultation
CP25/20: Si regime bonds derivatives
Consultation closes
2 Jul 2025UKConsultation
CP25/12: Simplifying insurance rules
Consultation closes
30 Jun 2025UKRevocation
S.I. 2024/1115
Revokes UK Delegated Regulation (EU) 2017/567: Article 17, Article 18
By 30 Jun 2025UKAmendment
Financial Services and Markets Act 2023
Applies to UK MiFIR: Article 31
11 Jun 2025EULevel 2
Commission Delegated Regulation (EU) 2025/1003 of 24 January 2025 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council as regards OTC derivatives identifying reference data to be used for the purposes of the transparency requirements laid down in Article 8a(2) and Articles 10 and 21
Enters into force
28 May 2025UKConsultation
CP25/9: Further proposals product information consumer composite investments
Consultation closes
14 May 2025UKRevocation
Financial Services and Markets Act 2023
Revokes UK Delegated Regulation (EU) 2017/583: Article 1, Article 2, Article 3, Article 4, Article 5, Article 6, Article 7, Article 8 and 15 more
By 31 Mar 2025UKAmendment
Financial Services and Markets Act 2023
Applies to UK MiFIR: Article 50D
31 Mar 2025UKRevocation
Financial Services and Markets Act 2023
Revokes UK MiFIR: Article 19
13 Mar 2025UKConsultation
CP24/28: Operational incident third party reporting
Consultation closes
28 Feb 2025UKConsultation
CP24/24: Mifid organisational regulation
Consultation closes
27 Feb 2025UKAmendment
S.I. 2025/82
Applies to UK MiFIR: Article 47, Article 48A, Annex 3
27 Feb 2025UKAmendment
S.I. 2025/82
Applies to UK Delegated Regulation (EU) 2017/567: Article 5
By 17 Jan 2025EUAmendment
Regulation (EU) 2022/2554
Applies to MiFIR: Article 27g, Article 27i
17 Jan 2025EUAmendment
Directive (EU) 2022/2556
Applies to MiFID II: Article 16, Article 17, Article 47, Article 48

2024

By 31 Dec 2024UKAmendment
Financial Services and Markets Act 2023
Applies to UK MiFIR: Article 28a
16 Dec 2024UKConsultation
CP24/21: Investment research payment optionality fund managers
Consultation closes
4 Dec 2024EUAmendment
Regulation (EU) 2024/2809
Applies to MiFIR: Article 25
1 Dec 2024UKAmendment
S.I. 2024/1115
Applies to UK MiFIR: Article 22
1 Dec 2024UKRevocation
S.I. 2024/1115
Revokes UK Delegated Regulation (EU) 2017/567: Article 6, Article 7, Article 8, Article 9, Article 10, Article 11, Article 16
1 Dec 2024UKAmendment
S.I. 2024/1115
Applies to UK Delegated Regulation (EU) 2017/567: Article 5
By 1 Dec 2024UKAmendment
Financial Services and Markets Act 2023
Applies to UK MiFIR: Article 8, Article 9, Article 10, Article 11, Article 12, Article 13, Article 18, Article 18a and 3 more
29 Oct 2024UKAmendment
Financial Services and Markets Act 2023
Applies to UK MiFIR: Article 50C
5 Apr 2024UKAmendment
S.I. 2024/107
Applies to UK MiFIR: Article 2, Article 7, Article 26
5 Apr 2024UKRevocation
Financial Services and Markets Act 2023
Revokes UK MiFID Org Reg: Article 84, Article 85, Article 86, Article 87, Article 88, Article 89
5 Apr 2024UKAmendment
Financial Services and Markets Act 2023
Applies to UK MiFIR: Annex 3
28 Mar 2024EURevocation
Regulation (EU) 2024/791
Revokes MiFIR: Article 18, Article 19
28 Mar 2024EUAmendment
Regulation (EU) 2024/791
Applies to MiFIR: Article 1, Article 2, Article 4, Article 5, Article 8, Article 8a, Article 8b, Article 9 and 38 more
16 Feb 2024UKConsultation
CP23/27: Reforming commodity derivatives regulatory framework
Consultation closes
9 Jan 2024EUAmendment
Regulation (EU) 2023/2869
Applies to MiFIR: Article 23a
1 Jan 2024UKAmendment
S.I. 2023/1410
Applies to UK Delegated Regulation (EU) 2017/567: Article 5
1 Jan 2024UKRevocation
Financial Services and Markets Act 2023
Revokes UK Delegated Regulation (EU) 2017/2294: Article 1, Article 2
1 Jan 2024UKRevocation
Financial Services and Markets Act 2023
Revokes UK Delegated Regulation (EU) 2019/1011: Article 1, Article 2
1 Jan 2024UKRevocation
Financial Services and Markets Act 2023
Revokes UK Delegated Regulation (EU) 2018/63: Article 1, Article 2
1 Jan 2024UKRevocation
Financial Services and Markets Act 2023
Revokes UK Delegated Regulation (EU) 2019/443: Article 1, Article 2
1 Jan 2024UKRevocation
Financial Services and Markets Act 2023
Revokes UK Delegated Regulation (EU) 2019/1000: Article 1, Article 2, Annex
1 Jan 2024UKRevocation
Financial Services and Markets Act 2023
Revokes UK Delegated Regulation (EU) 2019/442: Article 1, Article 2, Article 3
1 Jan 2024EULevel 2
Commission Delegated Regulation (EU) 2023/945 of 17 January 2023 amending the regulatory technical standards laid down in Delegated Regulation (EU) 2017/583 as regards certain transparency requirements applicable to transactions in non-equity instruments
Applies (in whole or in part)
1 Jan 2024EULevel 2
Commission Delegated Regulation (EU) 2023/944 of 17 January 2023 amending and correcting the regulatory technical standards laid down in Delegated Regulation (EU) 2017/587 as regards certain transparency requirements applicable to transactions in equity instruments
Applies (in whole or in part)

2023

29 Aug 2023UKRevocation
Financial Services and Markets Act 2023
Revokes UK MiFIR: Article 5
29 Aug 2023UKAmendment
Financial Services and Markets Act 2023
Applies to UK MiFIR: Article 1, Article 14, Article 17a, Article 23, Article 28
5 Jun 2023EULevel 2
Commission Delegated Regulation (EU) 2023/960 of 1 February 2023 amending the regulatory technical standards laid down in Delegated Regulation (EU) 2017/588 as regards the annual application date of the calculations of the average daily number of transactions for shares, depository receipts and exchange-traded funds for the purposes of the tick sizes
Enters into force
5 Jun 2023EULevel 2
Commission Delegated Regulation (EU) 2023/945 of 17 January 2023 amending the regulatory technical standards laid down in Delegated Regulation (EU) 2017/583 as regards certain transparency requirements applicable to transactions in non-equity instruments
Enters into force
5 Jun 2023EULevel 2
Commission Delegated Regulation (EU) 2023/944 of 17 January 2023 amending and correcting the regulatory technical standards laid down in Delegated Regulation (EU) 2017/587 as regards certain transparency requirements applicable to transactions in equity instruments
Enters into force
By 23 Mar 2023EUAmendment
Regulation (EU) 2022/858
Applies to MiFID II: Article 4, Article 93
9 Jan 2023UKConsultation
FCA CP22/26
Consultation closes
By 1 Jan 2023EUAmendment
Regulation (EU) No 909/2014
Applies to MiFID II: Article 2, Article 4, Annex I

2022

29 Dec 2022EULevel 2
Commission Delegated Regulation (EU) 2022/2402 of 16 August 2022 correcting certain language versions of Delegated Regulation (EU) 2017/1018 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards specifying information to be notified by investment firms, market operators and credit institutions
Enters into force
11 Nov 2022UKConsultation
CP22/18: Guidance trading venue perimeter
Consultation closes
7 Sept 2022EULevel 2
Commission Implementing Regulation (EU) 2022/1407 of 16 August 2022 correcting certain language versions of Implementing Regulation (EU) 2017/2382 laying down implementing technical standards with regard to standard forms, templates and procedures for the transmission of information in accordance with Directive 2014/65/EU of the European Parliament and of the Council
Enters into force
15 Aug 2022EULevel 2
Commission Implementing Regulation (EU) 2022/1300 of 24 March 2022 amending Implementing Regulation (EU) 2017/1093 laying down implementing technical standards with regard to the format of position reports by investment firms and market operators
Enters into force
15 Aug 2022EULevel 2
Commission Delegated Regulation (EU) 2022/1302 of 20 April 2022 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the application of position limits to commodity derivatives and procedures for applying for exemption from position limits
Enters into force
15 Aug 2022EULevel 2
Commission Delegated Regulation (EU) 2022/1299 of 24 March 2022 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the content of position management controls by trading venues
Enters into force
14 Aug 2022EULevel 2
Commission Delegated Regulation (EU) 2017/591 of 1 December 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the application of position limits to commodity derivatives
Last day of validity
4 Aug 2022EULevel 2
Commission Implementing Regulation (EU) 2022/1220 of 14 July 2022 laying down implementing technical standards for the application of Directive 2014/65/EU of the European Parliament and of the Council with regard to the format in which branches of third-country firms and competent authorities have to report the information referred to in Article 41(3) and (4) of that Directive
Enters into force
2 Aug 2022EULevel 2
Commission Delegated Regulation (EU) 2021/1253 of 21 April 2021 amending Delegated Regulation (EU) 2017/565 as regards the integration of sustainability factors, risks and preferences into certain organisational requirements and operating conditions for investment firms
Applies (in whole or in part)
20 Jun 2022EULevel 2
Commission Delegated Regulation (EU) 2022/930 of 10 March 2022 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council by specifying fees relating to the supervision by the European Securities Markets Authority of data reporting service providers
Enters into force
27 May 2022EULevel 2
Commission Delegated Regulation (EU) 2022/803 of 16 February 2022 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council by specifying rules of procedure for the exercise of the power to impose fines or periodic penalty payments by the European Securities Markets Authority regarding data reporting service providers
Enters into force
18 May 2022EULevel 2
Commission Delegated Regulation (EU) 2022/749 of 8 February 2022 amending the regulatory technical standards laid down in Delegated Regulation (EU) 2017/2417 as regards the transition to new benchmarks referenced in certain OTC derivative contracts
Enters into force
3 May 2022EULevel 2
Commission Delegated Regulation (EU) 2022/629 of 12 January 2022 amending the regulatory technical standards laid down in Delegated Regulation (EU) 2017/583 as regards adjustment the liquidity thresholds and trade percentile used to determine the size specific to the instrument applicable to certain non-equity instruments
Enters into force
11 Apr 2022UKConsultation
FCA CP22/4
Consultation closes
27 Mar 2022EULevel 2
Commission Delegated Regulation (EU) 2022/466 of 17 December 2021 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council by specifying criteria for derogation of the principle that approved publication arrangements and approved reporting mechanisms are supervised by the European Securities Markets Authority
Enters into force
23 Mar 2022UKConsultation
CP22/2: Strengthening our financial promotion rules high risk investments includingcryptoassets
Consultation closes
By 28 Feb 2022EUAmendment
Directive (EU) 2021/338
Applies to MiFID II: Article 2, Article 4, Article 16a, Article 24, Article 25, Article 29a, Article 30, Article 57 and 4 more
10 Jan 2022UKConsultation
FCA CP21/35
Consultation closes
By 1 Jan 2022EUAmendment
Regulation (EU) 2019/2175
Applies to MiFIR: Article 1, Article 2, Article 22, Article 27, Article 27a, Article 27b, Article 27c, Article 27d and 23 more
By 1 Jan 2022EURevocation
Directive (EU) 2019/2177
Revokes MiFID II: Article 59, Article 60, Article 61, Article 62, Article 63, Article 64, Article 65, Article 66
By 1 Jan 2022EUAmendment
Directive (EU) 2019/2177
Applies to MiFID II: Article 1, Article 4, Article 22, Article 70, Article 71, Article 90, Article 93, Annex I

2021

By 10 Nov 2021EUAmendment
Directive (EU) 2020/1504
Applies to MiFID II: Article 2
9 Nov 2021EULevel 2
Commission Delegated Regulation (EU) 2021/1833 of 14 July 2021 supplementing Directive 2014/65/EU of the European Parliament and of the Council by specifying the criteria for establishing when an activity is to be considered to be ancillary to the main business at group level
Enters into force
8 Nov 2021EULevel 2
Commission Delegated Regulation (EU) 2017/592 of 1 December 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the criteria to establish when an activity is considered to be ancillary to the main business
Last day of validity
18 Oct 2021UKAmendment
S.I. 2021/1074
Applies to UK MiFIR: Article 35, Article 36
18 Oct 2021UKRevocation
S.I. 2021/1074
Revokes UK Delegated Regulation (EU) 2017/581: Article 18, Article 19, Article 20
24 Sept 2021UKConsultation
UK Wholesale Markets Review: a consultation
Consultation closes
17 Sept 2021UKConsultation
CP21/26: New uk prudential regime mifid investment firms
Consultation closes
25 Aug 2021UKConsultation
CP21/22: Libor transition derivatives trading obligation
Consultation closes
22 Aug 2021EULevel 2
Commission Delegated Regulation (EU) 2021/1254 of 21 April 2021 correcting Delegated Regulation (EU) 2017/565 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive
Enters into force
22 Aug 2021EULevel 2
Commission Delegated Regulation (EU) 2021/1253 of 21 April 2021 amending Delegated Regulation (EU) 2017/565 as regards the integration of sustainability factors, risks and preferences into certain organisational requirements and operating conditions for investment firms
Enters into force
22 Aug 2021EULevel 2
Commission Delegated Directive (EU) 2021/1269 of 21 April 2021 amending Delegated Directive (EU) 2017/593 as regards the integration of sustainability factors into the product governance obligations
Enters into force
2 Jul 2021UKConsultation
UK Wholesale Markets Review: a consultation
Consultation opens
1 Jul 2021UKRevocation
Financial Services Act 2021
Revokes UK MiFIR: Article 54
1 Jul 2021UKAmendment
Financial Services Act 2021
Applies to UK MiFIR: Article 1, Article 2, Article 46, Article 47, Article 48A, Article 49, Article 49A, Article 49B and 4 more
By 26 Jun 2021EUAmendment
Regulation (EU) 2019/2033
Applies to MiFIR: Article 1, Article 14, Article 46, Article 47, Article 49, Article 54
By 26 Jun 2021EUAmendment
Directive (EU) 2019/2034
Applies to MiFID II: Article 8, Article 15, Article 41, Article 42, Article 49, Article 81, Article 95a
23 Jun 2021UKConsultation
CP21/9: Changes uk mifid conduct organisational requirements
Consultation closes
28 May 2021UKConsultation
CP21/7: New uk prudential regime mifid investment firms
Consultation closes
15 Apr 2021EULevel 2
Commission Delegated Regulation (EU) 2021/529 of 18 December 2020 establishing regulatory technical standards amending Delegated Regulation (EU) 2017/583 as regards adjustment of liquidity thresholds and trade percentiles used to determine the size specific to the instrument applicable to certain non-equity instruments
Enters into force
29 Mar 2021EULevel 2
Commission Delegated Regulation (EU) 2021/527 of 15 December 2020 amending Commission Delegated Regulation (EU) 2017/565 as regards the thresholds for weekly position reporting
Enters into force
5 Feb 2021UKConsultation
CP20/24: New uk prudential regime mifid investment firms
Consultation closes
By 1 Jan 2021EUAmendment
Regulation (EU) 2019/2115
Applies to MiFID II: Article 33

2020

31 Dec 2020UKRevocation
S.I. 2018/1403
Revokes UK MiFIR: Article 40, Article 41, Article 43, Article 44, Article 45, Article 52
31 Dec 2020UKRevocation
S.I. 2018/1403
Revokes UK Delegated Regulation (EU) 2017/567: Article 19, Article 20, Article 22
31 Dec 2020UKAmendment
S.I. 2018/1403
Applies to UK MiFIR: Article 1, Article 2, Article 7, Article 12, Article 13, Article 14, Article 15, Article 16 and 35 more
31 Dec 2020UKAmendment
S.I. 2018/1403
Applies to UK Delegated Regulation (EU) 2017/567: Article A1, Article 1, Article 2, Article 3, Article 4, Article 5, Article 14, Article 21
By 31 Dec 2020UKAmendment
Regulation (EU) 2019/443
Applies to UK Delegated Regulation (EU) 2017/588: Article 3
By 31 Dec 2020UKAmendment
Regulation (EU) 2019/442
Applies to UK Delegated Regulation (EU) 2017/587: Article 2, Article 3, Article 6, Article 10, Article 11, Article 17
By 31 Dec 2020UKAmendment
Regulation (EU) 2019/2033
Applies to UK MiFIR: Article 17a
By 31 Dec 2020UKAmendment
Regulation (EU) 2019/1000
Applies to UK Delegated Regulation (EU) 2017/1799: Annex
By 31 Dec 2020UKAmendment
Regulation (EU) 2018/63
Applies to UK Delegated Regulation (EU) 2017/571: Article 15a, Article 21
By 31 Dec 2020UKAmendment
Regulation (EU) 2016/1033
Applies to UK MiFIR: Article 1, Article 2, Article 26, Article 35, Article 37, Article 55
20 Dec 2020EULevel 2
Commission Implementing Decision (EU) 2020/2127 of 16 December 2020 amending Commission Implementing Decision (EU) 2019/541 on the equivalence of the legal and supervisory framework applicable to approved exchanges and recognised market operators in Singapore in accordance with Regulation (EU) No 600/2014 of the European Parliament and of the Council
Enters into force
30 Sept 2020UKConsultation
CP20/14: Updating dual regulated firms remuneration code reflect crd v
Consultation closes
3 Jan 2020EULevel 2
Commission Delegated Regulation (EU) 2016/2021 of 2 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on access in respect of benchmarks
Applies (in whole or in part)

2019

11 Oct 2019EULevel 2
Commission Delegated Regulation (EU) 2019/1011 of 13 December 2018 amending Commission Delegated Regulation (EU) 2017/565 as regards certain registration conditions to promote the use of SME growth markets for the purposes of Directive 2014/65/EU of the European Parliament and of the Council
Applies (in whole or in part)
3 Sept 2019EULevel 2
Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers
Applies (in whole or in part)
7 Aug 2019UKConsultation
FCA CP19/19
Consultation closes
10 Jul 2019EULevel 2
Commission Delegated Regulation (EU) 2019/1000 of 14 March 2019 amending Delegated Regulation (EU) 2017/1799 as regards the exemption of the People's Bank of China from the pre- and post-trade transparency requirements in Regulation (EU) No 600/2014 of the European Parliament and of the Council
Enters into force
30 Jun 2019EULevel 2
Commission Implementing Decision (EU) 2018/2047 of 20 December 2018 on the equivalence of the legal and supervisory framework applicable to stock exchanges in Switzerland in accordance with Directive 2014/65/EU of the European Parliament and of the Council
Last day of validity
22 Jun 2019EULevel 2
Commission Delegated Regulation (EU) 2019/1011 of 13 December 2018 amending Commission Delegated Regulation (EU) 2017/565 as regards certain registration conditions to promote the use of SME growth markets for the purposes of Directive 2014/65/EU of the European Parliament and of the Council
Enters into force
28 May 2019UKConsultation
CP19/10: Publishing disclosing costs charges workplace pension scheme members amendments
Consultation closes
30 Apr 2019UKConsultation
CP19/8: General insurance value measures reporting
Consultation closes
9 Apr 2019EULevel 2
Commission Delegated Regulation (EU) 2019/443 of 13 February 2019 amending Delegated Regulation (EU) 2017/588 as regards the possibility to adjust the average daily number of transactions for a share where the trading venue with the highest turnover of that share is located outside the Union
Enters into force
9 Apr 2019EULevel 2
Commission Delegated Regulation (EU) 2019/442 of 12 December 2018 amending and correcting Delegated Regulation (EU) 2017/587 to specify the requirement for prices to reflect prevailing market conditions and to update and correct certain provisions
Enters into force
5 Apr 2019UKConsultation
FCA CP19/3
Consultation closes
3 Apr 2019EULevel 2
Commission Implementing Decision (EU) 2019/541 of 1 April 2019 on the equivalence of the legal and supervisory framework applicable to approved exchanges and recognised market operators in Singapore in accordance with Regulation (EU) No 600/2014 of the European Parliament and of the Council (notified under document C(2019) 2349)
Enters into force
23 Mar 2019EULevel 2
Commission Delegated Regulation (EU) 2019/462 of 30 January 2019 amending Delegated Regulation (EU) 2017/1799 as regards the exemption of the Bank of England from the pre- and post-trade transparency requirements in Regulation (EU) No 600/2014 of the European Parliament and of the Council
Enters into force
1 Jan 2019EULevel 2
Commission Implementing Decision (EU) 2018/2047 of 20 December 2018 on the equivalence of the legal and supervisory framework applicable to stock exchanges in Switzerland in accordance with Directive 2014/65/EU of the European Parliament and of the Council
Applies (in whole or in part)
1 Jan 2019EULevel 2
Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers
Applies (in whole or in part)

2018

31 Dec 2018EULevel 2
Commission Implementing Decision (EU) 2017/2441 of 21 December 2017 on the equivalence of the legal and supervisory framework applicable to stock exchanges in Switzerland in accordance with Directive 2014/65/EU of the European Parliament and of the Council
Last day of validity
22 Dec 2018EULevel 2
Commission Implementing Decision (EU) 2018/2047 of 20 December 2018 on the equivalence of the legal and supervisory framework applicable to stock exchanges in Switzerland in accordance with Directive 2014/65/EU of the European Parliament and of the Council
Enters into force
By 1 Oct 2018EURevocation
Directive (EU) 2016/97
Revokes MiFID II: Article 91
3 Sept 2018EULevel 2
Commission Implementing Regulation (EU) 2016/824 of 25 May 2016 laying down implementing technical standards with regard to the content and format of the description of the functioning of multilateral trading facilities and organised trading facilities and the notification to the European Securities and Markets Authority according to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments
Applies (in whole or in part)
23 Mar 2018UKConsultation
CP18/4: European money market funds regulation
Consultation closes
6 Feb 2018EULevel 2
Commission Delegated Regulation (EU) 2018/63 of 26 September 2017 amending Delegated Regulation (EU) 2017/571 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers
Enters into force
3 Jan 2018EULevel 2
Commission Implementing Regulation (EU) 2017/988 of 6 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation arrangements in respect of a trading venue whose operations are of substantial importance in a host Member State
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Implementing Regulation (EU) 2017/981 of 7 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation of other competent authorities prior to granting an authorisation in accordance with Directive 2014/65/EU of the European Parliament and of the Council
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Implementing Regulation (EU) 2017/980 of 7 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation in supervisory activities, for on-site verifications, and investigations and exchange of information between competent authorities in accordance with Directive 2014/65/EU of the European Parliament and of the Council
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Implementing Regulation (EU) 2017/953 of 6 June 2017 laying down implementing technical standards with regard to the format and the timing of position reports by investment firms and market operators of trading venues pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Implementing Regulation (EU) 2017/2382 of 14 December 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the transmission of information in accordance with Directive 2014/65/EU of the European Parliament and of the Council
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Implementing Regulation (EU) 2017/1945 of 19 June 2017 laying down implementing technical standards with regard to notifications by and to applicant and authorised investment firms according to Directive 2014/65/EU of the European Parliament and of the Council
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Implementing Regulation (EU) 2017/1111 of 22 June 2017 laying down implementing technical standards with regard to procedures and forms for submitting information on sanctions and measures in accordance with Directive 2014/65/EU of the European Parliament and of the Council
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Implementing Regulation (EU) 2017/1110 of 22 June 2017 laying down implementing technical standards with regard to the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Implementing Regulation (EU) 2017/1093 of 20 June 2017 laying down implementing technical standards with regard to the format of position reports by investment firms and market operators
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Implementing Regulation (EU) 2017/1005 of 15 June 2017 laying down implementing technical standards with regard to the format and timing of the communications and the publication of the suspension and removal of financial instruments pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/592 of 1 December 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the criteria to establish when an activity is considered to be ancillary to the main business
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/591 of 1 December 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the application of position limits to commodity derivatives
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/589 of 19 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the organisational requirements of investment firms engaged in algorithmic trading
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/588 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the tick size regime for shares, depositary receipts and exchange-traded funds
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/587 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and on transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/586 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the exchange of information between competent authorities when cooperating in supervisory activities, on-the-spot verifications and investigations
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/585 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the data standards and formats for financial instrument reference data and technical measures in relation to arrangements to be made by the European Securities and Markets Authority and competent authorities
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/584 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying organisational requirements of trading venues
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/583 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances and derivatives
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/582 of 29 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards specifying the obligation to clear derivatives traded on regulated markets and timing of acceptance for clearing
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/581 of 24 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on clearing access in respect of trading venues and central counterparties
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/580 of 24 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the maintenance of relevant data relating to orders in financial instruments
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/579 of 13 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the direct, substantial and foreseeable effect of derivative contracts within the Union and the prevention of the evasion of rules and obligations
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/578 of 13 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards specifying the requirements on market making agreements and schemes
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/577 of 13 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the volume cap mechanism and the provision of information for the purposes of transparency and other calculations
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/576 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/575 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards concerning the data to be published by execution venues on the quality of execution of transactions
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/574 of 7 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the level of accuracy of business clocks
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/573 of 6 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on requirements to ensure fair and non-discriminatory co-location services and fee structures
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/572 of 2 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on the specification of the offering of pre-and post-trade data and the level of disaggregation of data
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/570 of 26 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards for the determination of a material market in terms of liquidity in relation to notifications of a temporary halt in trading
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/569 of 24 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the suspension and removal of financial instruments from trading
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/568 of 24 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the admission of financial instruments to trading on regulated markets
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/567 of 18 May 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/566 of 18 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards for the ratio of unexecuted orders to transactions in order to prevent disorderly trading conditions
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/2194 of 14 August 2017 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to package orders
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/2154 of 22 September 2017 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on indirect clearing arrangements
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/1943 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on information and requirements for the authorisation of investment firms
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2017/1018 of 29 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards specifying information to be notified by investment firms, market operators and credit institutions
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2016/2022 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards concerning the information for registration of third-country firms and the format of information to be provided to the clients
Applies (in whole or in part)
3 Jan 2018EULevel 2
Commission Delegated Regulation (EU) 2016/2020 of 26 May 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on criteria for determining whether derivatives subject to the clearing obligation should be subject to the trading obligation
Applies (in whole or in part)

2017

2016

9 Dec 2016EULevel 2
Commission Delegated Regulation (EU) 2016/2022 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards concerning the information for registration of third-country firms and the format of information to be provided to the clients
Enters into force
9 Dec 2016EULevel 2
Commission Delegated Regulation (EU) 2016/2021 of 2 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on access in respect of benchmarks
Enters into force
9 Dec 2016EULevel 2
Commission Delegated Regulation (EU) 2016/2020 of 26 May 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on criteria for determining whether derivatives subject to the clearing obligation should be subject to the trading obligation
Enters into force
15 Nov 2016UKConsultation
Amending the definition of financial advice: consultation
Consultation closes
20 Sept 2016UKConsultation
Amending the definition of financial advice: consultation
Consultation opens
1 Jul 2016EUAmendment
Regulation (EU) 2016/1033
Applies to MiFIR: Article 1, Article 2, Article 9, Article 55
1 Jul 2016EUAmendment
Directive (EU) 2016/1034
Applies to MiFID II: Article 25, Article 89a
15 Jun 2016EULevel 2
Commission Implementing Regulation (EU) 2016/824 of 25 May 2016 laying down implementing technical standards with regard to the content and format of the description of the functioning of multilateral trading facilities and organised trading facilities and the notification to the European Securities and Markets Authority according to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments
Enters into force
4 Feb 2016UKConsultation
FCA CP15/35
Consultation closes
8 Jan 2016UKConsultation
FCA CP15/34
Consultation closes

2015

3 Aug 2015UKConsultation
FCA CP15/18
Consultation closes
18 Jun 2015UKConsultation
Transposition of the Markets in Financial Instruments Directive II
Consultation closes
27 Mar 2015UKConsultation
Transposition of the Markets in Financial Instruments Directive II
Consultation opens
29 Jan 2015UKConsultation
CP14/23: Restrictions on the retail distribution of regulatory capital instruments
Consultation closes