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Q&A · ESMA

Questions and Answers On MiFID II and MiFIR investor protection and intermediaries topics

Legacy Q&A document
Read the official text on the ESMA website(opens in a new tab)
AI-generated Summary

ESMA's consolidated legacy Q&A document (ESMA35-43-349, final version 15 December 2023) on MiFID II investor protection topics, including best execution, suitability, call recording, inducements and research, costs and charges, client categorisation, third-country firms and product governance. It is no longer updated; Q&As from 2024 are in ESMA's Q&A tool.

Details

ReferenceESMA35-43-349
IssuerESMA