Q&A · ESMA
Correct classification of Investment Services and Investment Activities
Rejected
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Asked whether a MiFID II investment firm can conduct its business as an investment activity rather than as the provision of an investment service. ESMA rejected the question, so there is no answer.
Details
| Reference | ESMA_QA_1216 |
|---|---|
| Issuer | ESMA |
| Published | 22 Jun 2023 |
| Submitted | 22 Jun 2023 |
| ESMA topics | Best Execution |
Provisions it relates to
- Article 4 MiFID II · DefinitionsExplicit reference
- Annex I MiFID II · LISTS OF SERVICES AND ACTIVITIES AND FINANCIAL INSTRUMENTSExplicit reference
- MiFID II (whole act)Explicit reference