Q&A · ESMA
Position reporting
Answered
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A broker trading on a matched principal basis in venue-traded or economically equivalent OTC commodity derivatives is subject to position reporting and must report positions on own account and for clients, since it may end up holding a position.
Details
| Reference | ESMA_QA_1534 |
|---|---|
| Issuer | ESMA |
| Published | 13 Nov 2017 |
| Answered | 13 Nov 2017 |
| Submitted | 13 Nov 2017 |
| ESMA topics | Position reporting |
| Earlier Q&A document | ESMA 70-872942901-36 Commodity derivatives Q&A, Q&A 4.12 |
Provisions it relates to
- Article 58 MiFID II · Position reporting by categories of position holdersInferred · 90%
- MiFID II (whole act)Explicit reference