Q&A · ESMA
Transaction reporting
Answered
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Where a transaction's price is not known at execution (for example an ETF dealt at NAV), firms should publish and report it with 'PNDG' as the price, then cancel and replace the reports with the actual price once known, keeping the original execution date and time.
Details
| Reference | ESMA_QA_1702 |
|---|---|
| Issuer | ESMA |
| Published | 3 Apr 2017 |
| Answered | 3 Apr 2017 |
| Submitted | 3 Apr 2017 |
| ESMA topics | Transaction reporting |
| Former reference | ESMA70-1861941480-56 QAs on MiFIR Data Reporting |
| Earlier Q&A document | ESMA 70-1861941480-56 MiFIR data reporting Q&A, Q&A 24.1 |
Provisions it relates to
- Article 20 MiFIR · Post-trade disclosure by investment firms, including systematic internalisers, in respect of shares, depositary receipts, ETFs, certificates and other similar financial instrumentsExplicit reference · 90%
- Article 21 MiFIR · Post-trade disclosure by investment firms in respect of bonds, structured finance products, emission allowances and derivativesExplicit reference · 90%
- Article 26 MiFIR · Obligation to report transactionsExplicit reference · 90%
- MiFIR (whole act)Explicit reference