Q&A · ESMA
Transaction reporting
Answered
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The buyer and seller in a transaction report can be the same: where firm A asks firm B to buy and sell simultaneously for its clients without meeting the transmission conditions of Article 4 RTS 22, and firm B executes off venue, firm B reports firm A's LEI as both buyer and seller.
Details
| Reference | ESMA_QA_1703 |
|---|---|
| Issuer | ESMA |
| Published | 7 Jul 2017 |
| Answered | 7 Jul 2017 |
| Submitted | 7 Jul 2017 |
| ESMA topics | Transaction reporting |
| Former reference | ESMA70-1861941480-56 Questions and Answers on MiFIR reporting |
| Earlier Q&A document | ESMA 70-1861941480-56 MiFIR data reporting Q&A, Q&A 24.3 |
Provisions it relates to
- Article 26 MiFIR · Obligation to report transactionsExplicit reference · 90%
- MiFIR (whole act)Explicit reference