Q&A · ESMA
Transaction reporting
Answered
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Transactions executed through non-EU branches of EU investment firms must be reported under Article 26 MiFIR, since a branch is part of the firm; reports go to the home Member State authority and identify the branch by its head office's LEI.
Details
| Reference | ESMA_QA_1712 |
|---|---|
| Issuer | ESMA |
| Published | 14 Dec 2017 |
| Answered | 14 Dec 2017 |
| Submitted | 14 Dec 2017 |
| ESMA topics | Transaction reporting |
| Former reference | ESMA70-1861941480-56 Questions and Answers on MiFIR reporting |
| Earlier Q&A document | ESMA 70-1861941480-56 MiFIR data reporting Q&A, Q&A 24.12 |
Provisions it relates to
- Article 26 MiFIR · Obligation to report transactionsExplicit reference · 90%
- MiFIR (whole act)Explicit reference