Q&A · ESMA

Suitability and appropriateness

Answered

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AI-generated Summary

A suitability report may be provided in a secure, client-specific area of the firm's website with a notification to the client, provided the website qualifies as a durable medium, suits the way the firm interacts with the client and the client consents.

Details

Reference	ESMA_QA_1758
Issuer	ESMA
Published	10 Oct 2016
Answered	10 Oct 2016
Submitted	10 Oct 2016
ESMA topics	Suitability
Earlier Q&A document	ESMA35-43-349 MiFID II, Ch 2 Q&A 3

Provisions it relates to

Article 25 MiFID II · Assessment of suitability and appropriateness and reporting to clients
MiFID II
Inferred · 95%
MiFIR (whole act)
Explicit reference