Q&A · ESMA
Record keeping
Answered
Read the official text on the ESMA website(opens in a new tab)AI-generated Summary
Firms must be able to convert encrypted records kept under Article 16(6) and (7) MiFID II into an unencrypted, easily analysable format, or provide the means to decrypt them, when clients, competent authorities or other entitled parties request copies.
Details
| Reference | ESMA_QA_1780 |
|---|---|
| Issuer | ESMA |
| Published | 10 Oct 2016 |
| Answered | 10 Oct 2016 |
| Submitted | 10 Oct 2016 |
| ESMA topics | Record keeping |
| Earlier Q&A document | ESMA35-43-349 MiFID II Q&As on Investor protection Ch.4, question 1 |
Provisions it relates to
- Article 16 MiFID II · Organisational requirementsInferred · 90%
- MiFID II (whole act)Explicit reference