Q&A · ESMA

Record keeping

Answered

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AI-generated Summary

Securities financing transactions fall within the MiFID II record-keeping requirements in Article 16(6) and Section 8 of the Delegated Regulation, which apply to all services, activities and transactions without exception.

Details

Reference	ESMA_QA_1781
Issuer	ESMA
Published	10 Oct 2017
Answered	10 Oct 2017
Submitted	10 Oct 2017
ESMA topics	Record keeping
Earlier Q&A document	ESMA 35-43-349 MiFID II Q&As on Investor protection, Ch. 4, question 2

Provisions it relates to

Article 16 MiFID II · Organisational requirements
MiFID II
Explicit reference · 90%
MiFIR (whole act)
Explicit reference