Q&A · ESMA
Post-sale reporting
Answered
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Ex-post costs and charges information must be given annually where there is an ongoing relationship, but firms may also report more often (for example quarterly), using the same methodology and realised costs where available, and explaining to clients how this information relates to the mandatory annual figures.
Details
| Reference | ESMA_QA_1816 |
|---|---|
| Issuer | ESMA |
| Published | 16 Dec 2016 |
| Answered | 16 Dec 2016 |
| Submitted | 16 Dec 2016 |
| ESMA topics | Information to clients on costs and charges |
| Earlier Q&A document | ESMA 35-43-349 MiFID II Q&As Investor protection Ch 9, question 5 |
Provisions it relates to
- Article 24 MiFID II · General principles and information to clientsInferred · 90%
- MiFID II (whole act)Explicit reference