Q&A · ESMA
Information on cost and charges
Answered
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Full costs and charges disclosure is the default for eligible counterparties; the limited application under Article 50(1) of the Delegated Regulation needs an agreement and, for instruments embedding a derivative, the counterparty's indication that it will not offer them to its own clients, which firms should record.
Details
| Reference | ESMA_QA_1830 |
|---|---|
| Issuer | ESMA |
| Published | 3 Oct 2017 |
| Answered | 3 Oct 2017 |
| Submitted | 3 Oct 2017 |
| ESMA topics | Information to clients on costs and charges |
| Earlier Q&A document | ESMA 35-43-349 MiFID II Q&As on Investor protection Ch. 9 , question 18 |
Provisions it relates to
- Article 24 MiFID II · General principles and information to clientsInferred · 90%
- MiFID II (whole act)Explicit reference