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Q&A · ESMA

Information on cost and charges

Answered
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AI-generated Summary

Where an instrument has no product costs, or product costs need not be assessed under Article 50(6), firms may disclose ex-ante costs through a grid by service and instrument category instead of before each transaction, provided the figures match what transaction-specific disclosure would show and the categories are granular enough.

Details

ReferenceESMA_QA_1835
IssuerESMA
Published28 Mar 2019
Answered28 Mar 2019
Submitted28 Mar 2019
ESMA topicsInformation to clients on costs and charges
Earlier Q&A documentESMA 35-43-349 MiFID II Q&As on Investor protection Ch. 9, question 23