Q&A · ESMA
Client categorisation
Answered
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Under Article 45(1) of the MiFID II Delegated Regulation, firms need notify their categorisation only to new clients and existing clients whose categorisation changed under MiFID II, such as certain local public authorities that became retail clients.
Details
| Reference | ESMA_QA_1847 |
|---|---|
| Issuer | ESMA |
| Published | 3 Oct 2017 |
| Answered | 3 Oct 2017 |
| Submitted | 3 Oct 2017 |
| ESMA topics | Client categorisation |
| Earlier Q&A document | ESMA 35-43-349 Q&As on MiFID II Investor protection Ch. 11, question 1 |
Provisions it relates to
- Annex II MiFID II · PROFESSIONAL CLIENTS FOR THE PURPOSE OF THIS DIRECTIVEInferred · 75%
- MiFID II (whole act)Explicit reference