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Q&A · ESMA

Two classifications for one client

Answered
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AI-generated Summary

A client may be placed in different categories for different services, activities or instruments, for example retail for one service and professional for another, or eligible counterparty for execution, order transmission and dealing on own account but professional for other services, provided it is clearly told which category applies to what.

Details

ReferenceESMA_QA_2172
IssuerESMA
Published11 Jul 2024
Answered11 Jul 2024
Submitted7 May 2024
ESMA topicsClient categorisation