Rulestack

RTS · European Commission

Commission Delegated Regulation (EU) 2017/1943 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on information and requirements for the authorisation of investment firms

In force
Read the official text on EUR-Lex(opens in a new tab)
AI-generated Summary

RTS listing the information applicants must give competent authorities to be authorised as investment firms (corporate documents, capital, shareholders with qualifying holdings, management body, financial information, programme of operations and organisation), and requirements for firms managed by a single natural person.

Details

ReferenceDelegated Regulation (EU) 2017/1943
IssuerEuropean Commission
Published26 Oct 2017
CELEX32017R1943
In force / applies from15 Nov 2017, 3 Jan 2018