FCA CP · FCA
CP13/5: Review of the client assets regime for investment business
Published
Read the official text on the FCA website(opens in a new tab)Summary pending.
Details
| Reference | CP13/5 |
|---|---|
| Issuer | FCA |
| Published | Date pending: it is added once checked on the FCA’s page |
Provisions it relates to
Not linked to a provision yet.
FCA Handbook
Handbook provisions the Handbook lists against this paper (only those linked to MiFID II or MiFIR material are shown).
- CASS 3.2.4G · Application
- CASS 6.3.1R · Depositing safe custody assets with third parties
- CASS 6.3.4R · Depositing safe custody assets with third parties
- CASS 6.3.4A-1 · Depositing safe custody assets with third parties
- CASS 6.3.6AR · Third-party custody agreements
- CASS 6.6.2R · Records and accounts
- CASS 6.6.3R · Records and accounts
- CASS 7.11.1R · Title transfer collateral arrangements
- CASS 7.13.3R · Depositing client money
- CASS 7.13.8R · Selection, appointment and review of third parties
- CASS 7.13.10R · Selection, appointment and review of third parties
- CASS 7.13.12R · Client bank accounts
- CASS 7.13.14AR · Client bank accounts
- CASS 7.13.20R · Diversification of client money
- CASS 7.13.21R · Diversification of client money
- CASS 7.13.21AR · Diversification of client money
- CASS 7.13.22R · Diversification of client money
- CASS 7.13.26R · Qualifying money market funds
- CASS 7.13.28R · Qualifying money market funds
- SUP 6.4.22G · When will the relevant regulator grant an application for cancellation of permission?
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