FCA CP · FCA

CP14/13: Strengthening accountability in banking: a new regulatory framework for individuals

Published

Read the official text on the FCA website(opens in a new tab)

AI-generated Summary

Joint consultation with the PRA (PRA CP14/14) on a new regulatory framework for individuals in banking: the senior managers and certification regimes.

Written from the Regulation Tomorrow post (Norton Rose Fulbright) that links this paper, not from the paper itself.

Details

Reference	CP14/13
Issuer	FCA
Published	Date pending: it is added once checked on the FCA’s page

Provisions it relates to

Not linked to a provision yet.

FCA Handbook

Handbook provisions the Handbook lists against this paper (only those linked to MiFID II or MiFIR material are shown).

SYSC 4.7.26G
SYSC Senior Management Arrangements, Systems and Controls · deleted
Deleted in the FCA Handbook.
SYSC 4 Annex 1
SYSC Senior Management Arrangements, Systems and Controls · deleted
Deleted in the FCA Handbook.
SYSC 6.2.1BG
SYSC Senior Management Arrangements, Systems and Controls · in force from 23 Oct 2025
SYSC 6.2.2G
SYSC Senior Management Arrangements, Systems and Controls · in force from 23 Oct 2025
SYSC 7.1.8G · Risk control: additional provisions
SYSC Senior Management Arrangements, Systems and Controls · in force from 23 Oct 2025
SUP 10C.6.1R · Compliance oversight function (SMF16)
SUP Supervision · in force from 23 Oct 2025
DEPP 6.2.5G · Action against individuals under section 66 of the Act
DEPP Decision Procedure and Penalties Manual · in force from 23 Oct 2025

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