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FCA CP · FCA

CP15/31: Strengthening accountability in banking and insurance: regulatory references

Closed 7 Dec 2015
Read the official text on the FCA website(opens in a new tab)
AI-generated Summary

Joint consultation with the PRA (PRA CP36/15) on mandatory regulatory references for candidates for senior management and other roles at banks, building societies, credit unions, PRA investment firms and insurers, following the Fair and Effective Markets Review. Closes 7 December 2015.

Written from the Regulation Tomorrow post (Norton Rose Fulbright) that links this paper, not from the paper itself.

Details

ReferenceCP15/31
IssuerFCA
PublishedDate pending: it is added once checked on the FCA’s page
Closing date7 Dec 2015 (Closing date as reported by Regulation Tomorrow)

FCA Handbook

Handbook provisions the Handbook lists against this paper (only those linked to MiFID II or MiFIR material are shown).

  • SYSC Senior Management Arrangements, Systems and Controls · in force from 9 Dec 2025
  • SYSC Senior Management Arrangements, Systems and Controls · in force from 27 Feb 2026

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