FCA CP · FCA
CP17/28: Financial Advice Market Review (FAMR): implementation Part II and insistent clients
Published
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Consults on implementing the Financial Advice Market Review: Handbook changes following HM Treasury's narrowing of the 'advising on investments' activity to personal recommendations, perimeter guidance on what is a personal recommendation, guidance drawn from the FCA's advice unit, and guidance on insistent clients.
Written from the Regulation Tomorrow post (Norton Rose Fulbright) that links this paper, not from the paper itself.
Details
| Reference | CP17/28 |
|---|---|
| Issuer | FCA |
| Published | Date pending: it is added once checked on the FCA’s page |
Provisions it relates to
Not linked to a provision yet.
FCA Handbook
Handbook provisions the Handbook lists against this paper (only those linked to MiFID II or MiFIR material are shown).
- COBS 2.1.1R · The client's best interests rule
- COBS 2.3A.15R · Inducements relating to the provision of independent advice, restricted advice and portfolio management services to retail clients in the United Kingdom
- COBS 4.2.1R · The fair, clear and not misleading rule
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