FCA CP · FCA

CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime

Published

Summary pending.

Details

Reference	CP17/41
Issuer	FCA
Published	Date pending: it is added once checked on the FCA’s page

Not linked to a provision yet.

Handbook provisions the Handbook lists against this paper (only those linked to MiFID II or MiFIR material are shown).

SYSC 4.1.-2G · Application to a common platform firm
SYSC Senior Management Arrangements, Systems and Controls · in force from 23 Oct 2025
SYSC 4.7.26G
SYSC Senior Management Arrangements, Systems and Controls · deleted
Deleted in the FCA Handbook.
SYSC 4 Annex 1
SYSC Senior Management Arrangements, Systems and Controls · deleted
Deleted in the FCA Handbook.
SYSC 6.2.1BG
SYSC Senior Management Arrangements, Systems and Controls · in force from 23 Oct 2025
SYSC 6.2.2G
SYSC Senior Management Arrangements, Systems and Controls · in force from 23 Oct 2025
SYSC 7.1.8G · Risk control: additional provisions
SYSC Senior Management Arrangements, Systems and Controls · in force from 23 Oct 2025
SYSC 24.3.9G · Dividing and sharing management functions between different people
SYSC Senior Management Arrangements, Systems and Controls · in force from 24 Apr 2026
SYSC 24.3.10G · Dividing and sharing management functions between different people
SYSC Senior Management Arrangements, Systems and Controls · in force from 23 Oct 2025
SYSC 25 Annex 1
SYSC Senior Management Arrangements, Systems and Controls · in force from 6 Apr 2026
SYSC Sch 1.2G
SYSC Senior Management Arrangements, Systems and Controls · in force from 9 Dec 2025
CASS 1A.3.1R
CASS Client Assets · in force from 9 Dec 2019
SUP 10C.6.1R · Compliance oversight function (SMF16)
SUP Supervision · in force from 23 Oct 2025

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