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CP18/14: Quarterly Consultation Paper No 21

Published
Read the official text on the FCA website(opens in a new tab)
AI-generated Summary

Quarterly consultation on miscellaneous Handbook changes, including disapplying some rules for authorised professional firms, the appointed representatives form, COBS insurance distribution rules, fee tariff data and BCOBS 7.

Written from the Regulation Tomorrow post (Norton Rose Fulbright) that links this paper, not from the paper itself.

Details

ReferenceCP18/14
IssuerFCA
Published1 Jun 2018. Source: FCA, "CP18/14: Quarterly Consultation Paper No 21": "First published: 01/06/2018" (read 19 Oct 2026)

FCA Handbook

Handbook provisions the Handbook lists against this paper (only those linked to MiFID II or MiFIR material are shown).

  • COBS 2.3A.9R · Fees, commissions or non-monetary benefits which are designed to enhance the quality of a service
    COBS Conduct of Business Sourcebook · in force from 1 Oct 2018
  • COBS 9A.3.2R · Suitability reports: MiFID business and insurance-based investment products
    COBS Conduct of Business Sourcebook · in force from 1 Oct 2018
  • COBS 10A.4.1R
    COBS Conduct of Business Sourcebook · in force from 6 Apr 2026

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