FCA CP · FCA
CP18/26: Claims management companies: how we propose to apply the Senior Managers and Certification Regime
Closed 6 Dec 2018
Read the official text on the FCA website(opens in a new tab)AI-generated Summary
Consults on applying the Senior Managers and Certification Regime to claims management companies, which the FCA regulates from April 2019, including senior management functions, the duty of responsibility and the certification regime. Closes 6 December 2018.
Written from the Regulation Tomorrow post (Norton Rose Fulbright) that links this paper, not from the paper itself.
Details
| Reference | CP18/26 |
|---|---|
| Issuer | FCA |
| Published | Date pending: it is added once checked on the FCA’s page |
| Closing date | 6 Dec 2018 (Closing date as reported by Regulation Tomorrow) |
Provisions it relates to
Not linked to a provision yet.
FCA Handbook
Handbook provisions the Handbook lists against this paper (only those linked to MiFID II or MiFIR material are shown).
- SYSC 7.1.8G · Risk control: additional provisions
- SYSC 24.3.10G · Dividing and sharing management functions between different people
- SUP 10C.6.1R · Compliance oversight function (SMF16)
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