FCA CP · FCA
CP21/34: Improving the Appointed Representatives regime
Published
Read the official text on the FCA website(opens in a new tab)AI-generated Summary
Consults on strengthening principals' oversight of appointed representatives and the information they report about them, simplifying SUP 12, and discusses regulatory hosting arrangements.
Written from the Regulation Tomorrow post (Norton Rose Fulbright) that links this paper, not from the paper itself.
Details
| Reference | CP21/34 |
|---|---|
| Issuer | FCA |
| Published | Date pending: it is added once checked on the FCA’s page |
Provisions it relates to
Not linked to a provision yet.
FCA Handbook
Handbook provisions the Handbook lists against this paper (only those linked to MiFID II or MiFIR material are shown).
- SUP 12.4.4HR · Appointment of tied agents, MiFID optional exemption appointed representatives and structured deposit appointed representatives
- SUP 12.4.11R · Appointment of an FCA registered tied agent
- SUP 12.7.7R · Notification of changes in information given to the FCA
- SUP 12.7.7AR · Notification of changes relating to insurance distribution activities
- SUP 12.7.7BR · Notification of changes relating to tied agents, MiFID optional exemption appointed representatives and structured deposit appointed representatives
- SUP 12.7.7CR · Notification of changes relating to MCD credit intermediation activity
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