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FCA CP · FCA

CP21/4: Funeral plans: Proposed approach to regulation

Published
Read the official text on the FCA website(opens in a new tab)
AI-generated Summary

Consults on how the FCA will regulate pre-paid funeral plan providers and intermediaries, which come under its remit from 29 July 2022, including protecting consumers from firm failures.

Written from the Regulation Tomorrow post (Norton Rose Fulbright) that links this paper, not from the paper itself.

Details

ReferenceCP21/4
IssuerFCA
PublishedDate pending: it is added once checked on the FCA’s page

FCA Handbook

Handbook provisions the Handbook lists against this paper (only those linked to MiFID II or MiFIR material are shown).

  • SYSC 10.1.6R · Record of conflicts
    SYSC Senior Management Arrangements, Systems and Controls · in force from 23 Oct 2025
  • SYSC 10.1.6AAR · Record of conflicts
    SYSC Senior Management Arrangements, Systems and Controls · in force from 23 Oct 2025
  • SYSC 10.1.8R · Disclosure of conflicts
    SYSC Senior Management Arrangements, Systems and Controls · in force from 23 Oct 2025
  • SYSC 10.1.10R · Conflicts policy
    SYSC Senior Management Arrangements, Systems and Controls · in force from 23 Oct 2025
  • SYSC 10.1.11R · Contents of policy
    SYSC Senior Management Arrangements, Systems and Controls · in force from 23 Oct 2025
  • SYSC 10.1.11AG · Contents of policy
    SYSC Senior Management Arrangements, Systems and Controls · in force from 23 Oct 2025
  • SYSC 10.1.11AAR · Contents of policy
    SYSC Senior Management Arrangements, Systems and Controls · in force from 23 Oct 2025

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