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FCA CP · FCA

CP25/37: Targeted clarifications of Handbook materials

Closed 27 Jan 2026
Read the official text on the FCA website(opens in a new tab)
AI-generated Summary

Consults, as part of the Consumer Duty requirements review, on targeted clarifications of the Handbook, including technical changes to COLL 5 and changes to record-keeping and reconciliation rules in CASS 6 and 7. Closes 27 January 2026.

Written from the Regulation Tomorrow post (Norton Rose Fulbright) that links this paper, not from the paper itself.

Details

ReferenceCP25/37
IssuerFCA
Published9 Dec 2025. Source: FCA, "CP25/37: Targeted clarifications of Handbook materials": "Consultation opened 09/12/2025" (read 19 Oct 2026)
Closing date27 Jan 2026 (Closing date as reported by Regulation Tomorrow)

FCA Handbook

Handbook provisions the Handbook lists against this paper (only those linked to MiFID II or MiFIR material are shown).

  • CASS 6.4.1R · Non-retail clients
    CASS Client Assets · in force from 25 Sept 2026
  • CASS 6.4.1BG · Non-retail clients
    CASS Client Assets · in force from 25 Sept 2026
  • CASS 6.4.1CR · All clients
    CASS Client Assets · in force from 25 Sept 2026
  • CASS 6.4.2AR · All clients
    CASS Client Assets · in force from 25 Sept 2026
  • CASS 6.4.2BG · All clients
    CASS Client Assets · in force from 26 Jun 2026
  • CASS 6.4.3R · All clients
    CASS Client Assets · in force from 25 Sept 2026

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