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PS14/4: The FCA's regulatory approach to crowdfunding over the internet, and the promotion of non-readily realisable securities by other media - Feedback to CP13/13 and final rules

Published
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AI-generated Summary

Final rules, after CP13/13, on regulating crowdfunding over the internet and the promotion of non-readily realisable securities by other media, applying the Principles and core rules (disclosure, capital, client money and dispute resolution) to loan-based crowdfunding platforms.

Written from the Regulation Tomorrow post (Norton Rose Fulbright) that links this paper, not from the paper itself.

Details

ReferencePS14/4
IssuerFCA
PublishedDate pending: it is added once checked on the FCA’s page

FCA Handbook

Handbook provisions the Handbook lists against this paper (only those linked to MiFID II or MiFIR material are shown).

  • COBS 2.2.-1R · Application
    COBS Conduct of Business Sourcebook · in force from 23 Oct 2025
  • COBS Conduct of Business Sourcebook · in force from 6 Apr 2026
  • COBS 14.3.1R · Application
    COBS Conduct of Business Sourcebook · in force from 6 Apr 2026

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