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PS15/29: Strengthening accountability in banking: Final amendments (including feedback on CP14/13) to the Decision Procedure and Penalties Manual and the Enforcement Guide

Published
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AI-generated Summary

Final amendments to DEPP and the Enforcement Guide, after CP14/13, on enforcement action against individuals under the new accountability regime, including the Conduct Rules.

Written from the Regulation Tomorrow post (Norton Rose Fulbright) that links this paper, not from the paper itself.

Details

ReferencePS15/29
IssuerFCA
PublishedDate pending: it is added once checked on the FCA’s page

FCA Handbook

Handbook provisions the Handbook lists against this paper (only those linked to MiFID II or MiFIR material are shown).

  • DEPP 6.2.5G · Action against individuals under section 66 of the Act
    DEPP Decision Procedure and Penalties Manual · in force from 23 Oct 2025

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