FCA PS · FCA
PS20/15: High-risk investments: Marketing speculative illiquid securities (including speculative minibonds) to retail investors
Published
Read the official text on the FCA website(opens in a new tab)AI-generated Summary
Final rules permanently banning, from 1 January 2021, the mass-marketing of speculative illiquid securities, including speculative mini-bonds, to retail investors, and extending the ban to similar listed bonds that are not regularly traded.
Written from the Regulation Tomorrow post (Norton Rose Fulbright) that links this paper, not from the paper itself.
Details
| Reference | PS20/15 |
|---|---|
| Issuer | FCA |
| Published | Date pending: it is added once checked on the FCA’s page |
Provisions it relates to
Not linked to a provision yet.
FCA Handbook
Handbook provisions the Handbook lists against this paper (only those linked to MiFID II or MiFIR material are shown).
- COBS 2.2.-1R · Application
- COBS 14.3.1R · Application
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