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FCA PS · FCA

PS21/20: Changes uk mifids conduct and organisational requirements

Published
Read the official text on the FCA website(opens in a new tab)

Summary pending.

Details

ReferencePS21/20
IssuerFCA

FCA Handbook

Handbook provisions the Handbook lists against this paper (only those linked to MiFID II or MiFIR material are shown).

  • COBS 2.3A.19R · Acceptable minor non-monetary benefits
    COBS Conduct of Business Sourcebook · in force from 23 Oct 2025
  • COBS 11.2A.1R
    COBS Conduct of Business Sourcebook · in force from 23 Oct 2025
  • COBS 11.2A.25R · Execution policies
    COBS Conduct of Business Sourcebook · in force from 23 Oct 2025
  • COBS 11.2A.29G · Execution policies
    COBS Conduct of Business Sourcebook · in force from 23 Oct 2025
  • COBS 11.2A.31R · Execution policies
    COBS Conduct of Business Sourcebook · in force from 1 Dec 2021
  • COBS 11.2A.33G · Execution policies
    COBS Conduct of Business Sourcebook · in force from 23 Oct 2025
  • COBS 11.2A.34R · Duty of portfolio managers, receivers and transmitters to act in client’s best interest
    COBS Conduct of Business Sourcebook · in force from 23 Oct 2025
  • COBS 11.2A.36G · Duty of portfolio managers, receivers and transmitters to act in client’s best interest
    COBS Conduct of Business Sourcebook · in force from 23 Oct 2025
  • MAR 5.3.1AR · Functioning of an MTF
    MAR Market Conduct · in force from 30 Mar 2026
  • MAR 5A.4.2R · Functioning of an OTF
    MAR Market Conduct · in force from 1 Dec 2021
  • REC 2.16A.1UK · Schedule to the Recognition Requirements Regulations, Paragraph 9A-9H
    REC Recognised Investment Exchanges · in force from 23 Oct 2025

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