EU · directive

Commentary on MiFID II as a whole

Law-firm commentary linked to MiFID II but not yet to a specific article. Pieces move to their articles as links are added. Links open the firm’s site.

Back to MiFID II

ESMA updates manual on pre-trade and post-trade transparency under MiFID II/MiFIR(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 15 Oct 2026
Summary pending.
Draft Delegated Regulation amending the RTS in Delegated Regulation 2017/584 as regards certain organisational requirements of trading venues and circuit breakers(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 5 Oct 2026
Summary pending.
FCA publishes Call for Input on tokenised gold opportunities and risks for UK wholesale markets(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 14 Sept 2026
Summary pending.
Commission Delegated Regulation supplementing MiFID II with regard to RTS for the establishment of an EU code of conduct for issuer-sponsored research(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Sept 2026
Summary pending.
ESMA confirms go-live for weekly commodity derivatives position reporting(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 14 Aug 2026
Summary pending.
FCA PS26/16: Changes to information flows for UK equity IPOs(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 5 Aug 2026
Summary pending.
Dutch Implementation Act on the MiFID II review(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Aug 2026
Summary pending.
Published in OJ – Commission Delegated Regulation on firms’ order execution policies under MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 23 Jul 2026
Summary pending.
European Commission adopts Delegated Regulation on transparency requirements under MiFIR(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 15 Jul 2026
Summary pending.
HMT publishes first Wholesale Digital Markets Champion report(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 14 Jul 2026
Summary pending.
FCA publishes explanatory statement relating to its direction on the UK DTO(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 10 Jul 2026
Summary pending.
EU/UK Split the Difference – Commodities(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 8 Jul 2026
Summary pending.
Financial Services Regulatory ESG updater(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 23 Jun 2026
Summary pending.
Commission Implementing Regulation on standalone suspension of DTO under MiFIR(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 15 Jun 2026
Summary pending.
MiFID II Commission Delegated Directive amending Delegated Directive (EU) 2017/593 on third party research(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 2 Jun 2026
Summary pending.
Commission Delegated Regulation supplementing MiFID II with regard to RTS for the establishment of an EU code of conduct for issuer-sponsored research(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 21 May 2026
Summary pending.
ESMA updates Manual on pre-trade and post-trade transparency under MiFID II/MiFIR(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 14 May 2026
Summary pending.
ESMA presents the results of the CSA on MiFID II sustainability aspects(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 7 May 2026
Summary pending.
FCA publishes consultation in relation to changes to information flows for UK equity IPOs(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 27 Apr 2026
Summary pending.
Update on implementation MiFID II review(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 17 Apr 2026
Summary pending.
Draft Delegated Regulation specifying the criteria for establishing and assessing the effectiveness of investment firms’ order execution policies(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 14 Apr 2026
Summary pending.
Handbook Notice No. 139(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 27 Mar 2026
Summary pending.
FCA Regulatory Priorities report 2026: Wholesale Markets and Wholesale Buy-Side(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 19 Mar 2026
Summary pending.
IOSCO proposes good practices concerning OTC commodities derivatives markets(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 19 Mar 2026
Summary pending.
ESMA publishes report on the retail investor journey(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 12 Mar 2026
Summary pending.
DFSA publishes its conflicts of interest thematic review(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 11 Mar 2026
Summary pending.
European Parliament report on proposals for simplified rules for small “mid-cap” companies(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 5 Mar 2026
Summary pending.
ESMA withdraws guidelines on market data obligations under MiFIR and MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 23 Feb 2026
Summary pending.
FCA’s Best Execution Review – Key themes and governance challenges for UK equity markets(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 3 Feb 2026
Summary pending.
Definition of durable medium(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 12 Jan 2026
Summary pending.
FCA explanatory statement on the Direction on the DTO(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 5 Jan 2026
Summary pending.
FCA multi-firm review of wholesale banks’ approach to best execution in UK listed cash equities(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 12 Dec 2025
Summary pending.
FCA consults on client categorisation and conflicts of interest rules(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 9 Dec 2025
Summary pending.
FCA published consultation paper on enhancing fund liquidity risk management(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 9 Dec 2025
Summary pending.
Commission consults on draft MiFID II Delegated Directive – rules on payment for research and execution services(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 8 Dec 2025
Summary pending.
New briefing note – MiFIR and MiFID II review A further ten key things that EU financial institutions should know(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 6 Nov 2025
Summary pending.
FCA Handbook Notice No. 134(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Nov 2025
Summary pending.
New EMEA APAC regulatory insights podcast: Episode 24 – Update from the Netherlands on remuneration, CRD VI, MiFID II review and crypto-assets(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 30 Oct 2025
Summary pending.
Fit and proper – BaFin issues new circular(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 23 Oct 2025
Summary pending.
Draft Implementation Act Review MiFID II and MiFIR published for consultation(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 21 Oct 2025
Summary pending.
The Financial Services and Markets Act 2023 (Commencement No. 11 and Saving Provisions) Regulations 2025(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 14 Oct 2025
Summary pending.
ESMA issues second statement on the transition for the application of the MiFID II/MiFIR review(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 10 Oct 2025
Summary pending.
ESMA updates manual on post-trade transparency under MiFID II/MiFIR(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 10 Oct 2025
Summary pending.
FCA and PRA policy statements on the MiFID Organisational Regulation(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 9 Oct 2025
Summary pending.
European Commission deprioritises non-essential level 2 acts(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 6 Oct 2025
Summary pending.
ESMA updated instructions for weekly commodity derivative position reporting(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 25 Sept 2025
Summary pending.
The Markets in Financial Instruments (Miscellaneous Amendments) Regulations 2025(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 16 Sept 2025
Summary pending.
FCA CP25/24: Quarterly consultation paper No. 49(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 10 Sept 2025
Summary pending.
Draft Delegated Regulation amending Delegated Regulation 2017/567(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 11 Aug 2025
Summary pending.
FCA Explanatory Statement on the Direction on the DTO(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 17 Jul 2025
Summary pending.
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) (Amendment) Regulations 2025(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 16 Jul 2025
Summary pending.
FCA Consultation Paper (CP25/19): Ancillary Activities Test(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Jul 2025
Summary pending.
FCA CP25/20: The SI regime for bonds and derivatives including Discussion Paper on equity markets(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Jul 2025
Summary pending.
Draft – The Markets in Financial Instruments(Miscellaneous Amendments) Regulations 2025(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Jul 2025
Summary pending.
ESMA concludes CSA on pre-trade controls under MIFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Jul 2025
Summary pending.
Commission adopts technical standards for consolidated tapes(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 12 Jun 2025
Summary pending.
FCA publishes transparency calculations for non-equity instruments(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 13 May 2025
Summary pending.
PS25/4: Investment research payment optionality for fund managers(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 9 May 2025
Summary pending.
ESMA’s response to the Commission commodity derivatives review(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 6 May 2025
Summary pending.
ESMA publishes annual transparency calculations for non-equity instruments and bond liquidity data(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 2 May 2025
Summary pending.
PRA consults on restating MiFID Org Regulation requirements(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 23 Apr 2025
Summary pending.
FCA consults on further proposals for consumer composite investments regime(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 17 Apr 2025
Summary pending.
ESMA Final Report on technical standards specifying the criteria for establishing and assessing the effectiveness of investment firms’ order execution policies(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 10 Apr 2025
Summary pending.
ESMA Final Reporton SI notification, the volume cap and transparency calculations and circuit breakers(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 10 Apr 2025
Summary pending.
Qualification of fractional shares under MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 9 Apr 2025
Summary pending.
AFM launches an exploratory investigation into services provided under the Dutch ‘national regime’(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Apr 2025
Summary pending.
New Split the Difference podcast: Reforms to commodity derivatives regulation(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 3 Apr 2025
Summary pending.
Updated AFME MiFID Implementation Guide(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 2 Apr 2025
Summary pending.
HMT publishes draft legislation aimed at streamlining capital markets regulation(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 18 Mar 2025
Summary pending.
Commission targeted consultation on the review of the functioning of commodity derivatives markets and certain aspects relating to spot energy markets(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 27 Feb 2025
Summary pending.
Our T+1 journey starts now(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 21 Feb 2025
Summary pending.
FCA publishes PS25/1 on reforming the commodity derivatives regulatory framework(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 5 Feb 2025
Summary pending.
Delegated Regulation supplementing MiFIR as regards OTC derivatives identifying reference data to be used for the purposes of the transparency requirements(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 24 Jan 2025
Summary pending.
ESMA final report on amendments to certain technical standards for commodity derivatives(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 18 Dec 2024
Summary pending.
ESMA final report on equity transparency(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 18 Dec 2024
Summary pending.
ESMA final report on new and revised technical standards for CTPs and other DRSPs(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 18 Dec 2024
Summary pending.
ISDA Paper on Compliance Requirements under MIFIR(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 12 Dec 2024
Summary pending.
The Markets in Financial Instruments (Equivalence) (Singapore) Regulations 2024(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 4 Dec 2024
Summary pending.
FCA consults on transferring MiFID Org Regulation requirements into FCA Handbook rules(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 29 Nov 2024
Summary pending.
IOSCO publishes report on its Targeted Implementation Review of Principles for the Regulation and Supervision of Commodity Derivatives Markets(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 26 Nov 2024
Summary pending.
The Packaged Retail and Insurance-based Investment Products (Retail Disclosure) (Amendment) Regulations 2024(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 26 Nov 2024
Summary pending.
HMT policy paper – Next steps for reforming the UK MiFID(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 15 Nov 2024
Summary pending.
CP24/21 – Reflections on FCA’s changed approach to investment research(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 13 Nov 2024
Summary pending.
FCA consults on investment research payment optionality for fund managers(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 5 Nov 2024
Summary pending.
House of Lords Financial Services Regulation Committee publishes letter on listed investment companies and cost disclosure(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 31 Oct 2024
Summary pending.
ESMA updates Q&As, Manual and Opinion following MiFID II / MiFIR Review(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 17 Oct 2024
Summary pending.
Expert Stakeholder Group reports on consolidated tapes(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 17 Oct 2024
Summary pending.
Council adopts listing act package(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 11 Oct 2024
Summary pending.
The draft Packaged Retail and Insurance-based Investment Products (Retail Disclosure) (Amendment) Regulations 2024(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 8 Oct 2024
Summary pending.
Key regulatory dates in October 2024(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Oct 2024
Summary pending.
ESMA consults on the review of RTS 22 on transaction data reporting and RTS 24 on order book data(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 3 Oct 2024
Summary pending.
JMLSG publishes revisions to Sector 18 (Wholesale markets) in Part II of its Guidance(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 30 Sept 2024
Summary pending.
HMT and FCA announce plans to reform financial services retail disclosure rules(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 19 Sept 2024
Summary pending.
Key dates next week(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 13 Sept 2024
Summary pending.
Investment firms can register as a DPE with the AFM(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 12 Sept 2024
Summary pending.
AFM reminds market participants of ESMA’s MiFID II/ MiFIR review consultations(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Sept 2024
Summary pending.
Let’s talk asset management: Episode 4 – New UK investment research rules(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 15 Aug 2024
Summary pending.
The FCA’s research payment proposals – has the FCA done enough to make them workable?(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 2 Aug 2024
Summary pending.
ESMA opinion on global crypto firms using their non-EU execution venues(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 1 Aug 2024
Summary pending.
FCA sets out rules and proposals to build up UK wholesale markets(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 26 Jul 2024
Summary pending.
ESMA issues third consultation on future technical standards and technical advice on revised MiFIR and MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 10 Jul 2024
Summary pending.
FCA publishes Quarterly Consultation Paper No. 44(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 9 Jul 2024
Summary pending.
Update on the FCA’s proposals for commodity derivatives regulatory reform(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 7 Jun 2024
Summary pending.
ESMA publishes report on application of MiFID II marketing requirements(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 29 May 2024
Summary pending.
The Financial Services and Markets Act 2000 (Commodity Derivatives and Emission Allowances) (Amendment) Order 2024(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 29 May 2024
Summary pending.
ESMA consults on amendments to MiFID II commodity derivatives RTS(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 24 May 2024
Summary pending.
ESMA consults on second package of MiFIR Level 2 measures(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 23 May 2024
Summary pending.
ESMA consults on first package of MiFIR Level 2 measures(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 21 May 2024
Summary pending.
Key dates next week(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 17 May 2024
Summary pending.
Statutory instrument: The Markets in Financial Instruments (Equivalence) (United States of America) (Commodity Futures Trading Commission) Regulations 2024(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 15 May 2024
Summary pending.
ESMA annual transparency calculations for non-equity instruments, bond liquidity data and quarterly SI calculations(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 2 May 2024
Summary pending.
JMLSG consults on proposed revisions to Sector 18 (Wholesale markets) in Part II of its Guidance(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 1 May 2024
Summary pending.
New Regulation Tomorrow Plus Podcast – FCA CP24/7 on payment optionality for investment research(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 1 May 2024
Summary pending.
Regulation Around the World – Investment Research(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 29 Apr 2024
Summary pending.
FCA Consultation Paper CP24/7: Payment Optionality for Investment Research(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 10 Apr 2024
Summary pending.
ESMA statement on transition for the application of the MiFIR review(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 28 Mar 2024
Summary pending.
Key regulatory dates this week(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 11 Mar 2024
Summary pending.
Published in OJ – Directive and Regulation to improve MiFID II market data access and transparency(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 8 Mar 2024
Summary pending.
Council of the EU MiFIR/MiFID II press release: Council adopts new rules to strengthen market data transparency(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 20 Feb 2024
Summary pending.
Council of EU publishes texts of proposed Directive and Regulation to improve MiFID II market data access and transparency(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 2 Feb 2024
Summary pending.
New briefing note: The FCA’s proposals for commodity derivatives regulatory reform(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 18 Jan 2024
Summary pending.
ESMA and NCAs to coordinate supervisory activities on MiFID II pre-trade controls(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 11 Jan 2024
Summary pending.
ESMA updates manual on post-trade transparency under MiFID II / MiFIR(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 9 Jan 2024
Summary pending.
FCA issues further update to ancillary activities exemption for commodity derivatives (2024-2025)(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 20 Dec 2023
Summary pending.
New Regulation Tomorrow Plus podcast: FCA CP23/27 on commodity derivatives regulatory reform(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 19 Dec 2023
Summary pending.
ESMA updates Q&As on MiFID II and MiFIR investor protection topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 18 Dec 2023
Summary pending.
ESMA Discussion Paper on MiFID II investor protection topics linked to digitalisation(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 14 Dec 2023
Summary pending.
FCA consults on reforming the commodity derivatives regulatory framework(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 4 Dec 2023
Summary pending.
ESMA publishes updated Q&As on MiFID II and MiFIR transparency topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 30 Oct 2023
Summary pending.
ESMA publishes updated Q&As on MiFID II and MiFIR market structure topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 13 Oct 2023
Summary pending.
ESMA guidelines on certain aspects of the MiFID II suitability requirements(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Oct 2023
Summary pending.
ESMA launches CSA on MiFID II sustainability requirements(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Oct 2023
Summary pending.
FCA updates statement on use of the temporary transitional power to modify the UK’s derivatives trading obligation(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 30 Aug 2023
Summary pending.
FCA revokes its transitional direction on the share trading obligation(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 29 Aug 2023
Summary pending.
FCA updates statements of policy on the operation of the MiFID transparency regime(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 29 Aug 2023
Summary pending.
Regulation Tomorrow Plus – Mansion House speech: Key takeaways(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 18 Jul 2023
Summary pending.
ESMA follow-up report to the peer review on certain aspects of the compliance function under MiFID I(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 13 Jul 2023
Summary pending.
ESMA statement highlighting the risks of securities lending in relation to retail client financial instruments and clarifying certain important MiFID II investor protection requirements(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 12 Jul 2023
Summary pending.
ESMA supervisory briefing on understanding the definition of advice under MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 12 Jul 2023
Summary pending.
HM Treasury publishes outcome of Investment Research Review(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 11 Jul 2023
Summary pending.
ESMA presents the results of the 2022 CSA and mystery shopper exercise on MiFID II requirements on information on costs and charges(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 7 Jul 2023
Summary pending.
FCA announces further wholesale markets reforms(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 5 Jul 2023
Summary pending.
AFME publishes updated guidelines on MiFID II product governance and PRIIPs Regulation regimes: An approach for the equity-linked markets(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 7 Jun 2023
Summary pending.
FCA publishes speech on evolving to meet the challenge in changing global markets(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 16 May 2023
Summary pending.
ESMA publishes the annual transparency calculation for non-equity instruments, bond liquidity data and quarterly SI calculations(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 2 May 2023
Summary pending.
AFME and UK Finance publish joint response to the Investment Research Review Call for Evidence(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 25 Apr 2023
Summary pending.
HM Treasury Call for Evidence on the UK Investment Research Review(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 3 Apr 2023
Summary pending.
HM Treasury publishes draft SI – The Financial Services and Markets Act 2000 (Commodity Derivatives and Emission Allowances) Order 2023(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 30 Mar 2023
Summary pending.
ESMA publishes Final Report: Guidelines on MiFID II product governance requirements(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 27 Mar 2023
Summary pending.
HM Treasury publishes policy paper on the Investment Research Review(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 10 Mar 2023
Summary pending.
European Parliament adopts negotiating position on MiFIR review(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 3 Mar 2023
Summary pending.
European Parliament announces that MEPs have backed rules for better access to market data and more robust EU market Infrastructures(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 2 Mar 2023
Summary pending.
HM Treasury publishes draft Financial Services and Markets Act 2000 (Commodity Derivatives and Emission Allowances) Order 2023(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 2 Mar 2023
Summary pending.
FCA provides further update on ancillary activities exemption for commodity derivatives(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 24 Jan 2023
Summary pending.
ESMA and NCAs to look at marketing of financial products(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 16 Jan 2023
Summary pending.
Capital Markets Union: Council agrees negotiating mandate on proposal to strengthen market transparency(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 21 Dec 2022
Summary pending.
ESMA MiFID II supervisory briefing on the supervision of cross-border activities of investment firms(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 15 Dec 2022
Summary pending.
“Edinburgh Reforms” of UK financial services(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 9 Dec 2022
Summary pending.
Corrigendum to Commission Delegated Regulation (EU) 2022/1299 supplementing Directive 2014/65/EU with regard to regulatory technical standards specifying the content of position management controls by trading venues(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 28 Oct 2022
Summary pending.
Commission Delegated Regulation amending the RTS laid down in Delegated Regulation 149/2013 as regards the value of the clearing threshold for positions held in OTC commodity derivatives contracts and other OTC derivative contracts(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 19 Oct 2022
Summary pending.
Futures: German regulator prohibits marketing to retail clients(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 7 Oct 2022
Summary pending.
ESMA reminds firms of the impact of inflation in the context of investment services to retail clients(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 28 Sept 2022
Summary pending.
ESMA updates Q&As on MiFID II and MiFIR commodity derivatives topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 26 Sept 2022
Summary pending.
ESMA updates Q&As on MiFID II and MiFIR market structure topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 26 Sept 2022
Summary pending.
FCA CP22/18 ‘Guidance on the trading venue perimeter’(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 22 Sept 2022
Summary pending.
Monthly regulatory wrap up: France(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 21 Sept 2022
Summary pending.
ESMA updates Q&As on MiFID II and MIFIR transparency topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 6 Sept 2022
Summary pending.
European Commission publishes final report on disclosure, inducements and suitability rules for retail investors study(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 3 Aug 2022
Summary pending.
ESMA makes new bond liquidity data available and publishes data for the systematic internaliser calculations(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 2 Aug 2022
Summary pending.
Commission Delegated Regulation (EU) 2022/1299 of 24 March 2022 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the content of position management controls by trading venues(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 27 Jul 2022
Summary pending.
Commission Delegated Regulation (EU) 2022/1302 of 20 April 2022 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the application of position limits to commodity derivatives and procedures for applying for exemption from position limits(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 27 Jul 2022
Summary pending.
FCA publishes policy statement on new Consumer Duty(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 27 Jul 2022
Summary pending.
ESMA updates Q&As on MiFID II, MiFIR and SFTR(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 20 Jul 2022
Summary pending.
Commission Implementing Regulation laying down ITS for the application of MiFID II with regard to the format in which branches of third-country firms and competent authorities have to report the information(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 18 Jul 2022
Summary pending.
Commission Implementing Regulation laying down ITS for the application of MiFID II with regard to the format in which branches of third-country firms and competent authorities have to report the information referred to in Article 41(3) and (4) of that Directive(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 15 Jul 2022
Summary pending.
ESMA’s opinion on the classification of third-country financial entities in weekly position reports under MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 13 Jul 2022
Summary pending.
ESMA Consultation Paper – Review of the Guidelines on MiFID II product governance requirements(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 11 Jul 2022
Summary pending.
Report on the current framework for qualification of financial advisors in the EU and assessment of possible ways forward(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 8 Jul 2022
Summary pending.
ECB opinion on proposed regulation amending MiFIR as regards enhancing market data transparency, removing obstacles to the emergence of a consolidated tape, optimising trading obligations and prohibiting receiving payments for forwarding client orders(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 6 Jun 2022
Summary pending.
ESMA proposes EUR 1 billion increase of the commodity derivatives EMIR clearing threshold(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 6 Jun 2022
Summary pending.
ESMA speech ‘Towards delivering the CMU’(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 6 Jun 2022
Summary pending.
Published in OJ – Regulation 2022/858 on a pilot regime for market infrastructures based on DLT, and amending MiFIR, CSDR and MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 6 Jun 2022
Summary pending.
Handbook Notice 99(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 27 May 2022
Summary pending.
Published in OJ – Commission Delegated Regulation 2022/803 supplementing MiFIR(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 25 May 2022
Summary pending.
ESMA final report on Commission mandate on certain aspects relating to retail investor protection(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 May 2022
Summary pending.
Commission Delegated Regulation supplementing MiFID II with regard to RTS for the application of position limits to commodity derivatives and procedures for applying for exemption from position limits(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 25 Apr 2022
Summary pending.
ESMA guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 13 Apr 2022
Summary pending.
ESMA complementary annual transparency calculations(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 11 Apr 2022
Summary pending.
ESMA Final Report – Guidelines on certain aspects of the MiFID II remuneration requirements(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 1 Apr 2022
Summary pending.
Member States continue discussions on MiFIR review proposal, focus on consolidated tape(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 30 Mar 2022
Summary pending.
ESMA proposes amendments on the review of transparency requirements under MiFIR(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 29 Mar 2022
Summary pending.
Public consultation of Decree implementing Delegated Directives regarding integration of sustainability factors and risks(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 24 Mar 2022
Summary pending.
ESMA: Updated guidance on the annex to ESMA opinion determining third-country trading venues for the purpose of transparency under MiFIR(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 16 Mar 2022
Summary pending.
(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 14 Mar 2022
Summary pending.
Delegated Regulation supplementing MiFIR as regards fees relating to the supervision by ESMA of data reporting service providers(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 11 Mar 2022
Summary pending.
ESMA peer review report on the supervision of cross-border investment activities(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 11 Mar 2022
Summary pending.
FCA Quarterly Consultation No 35(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 7 Mar 2022
Summary pending.
Wholesale Markets Review consultation response(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 2 Mar 2022
Summary pending.
Delegated Regulation on procedural rules for penalties imposed on DRSPs(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 18 Feb 2022
Summary pending.
ESMA launches a Common Supervisory Action with NCAs on MiFID II costs and charges(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 9 Feb 2022
Summary pending.
ESMA supervisory briefing on firms using tied agents in the MiFID II framework(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Feb 2022
Summary pending.
ESMA consults on the review of MiFID II suitability guidelines(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 28 Jan 2022
Summary pending.
FCA issues statement on supervision of commodity derivative position limits(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 22 Dec 2021
Summary pending.
What’s coming up in December?(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Dec 2021
Summary pending.
FCA PS21/20 ‘Changes to UK MiFID’s conduct and organisational requirements’(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 2 Dec 2021
Summary pending.
PS21/17 ‘A new UK prudential regime for MiFID investment firms’(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 30 Nov 2021
Summary pending.
IFPR: Impact – Helping you manage each step of your internal implementation projects(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 29 Nov 2021
Summary pending.
10 things to know about the European Commission’s MiFIR Review Proposal(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 26 Nov 2021
Summary pending.
ESMA final report on technical standards for commodity derivatives(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 24 Nov 2021
Summary pending.
ESMA publishes its preliminary report on the EU carbon market(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 23 Nov 2021
Summary pending.
ESMA proposes changes to the scope of the clearing and derivative trading obligations for benchmark transitions(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 20 Nov 2021
Summary pending.
Commission Delegated Regulation (EU) 2021/1833 of 14 July 2021 supplementing Directive 2014/65/EU of the European Parliament and of the Council by specifying the criteria for establishing when an activity is to be considered to be ancillary to the main business at group level(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 22 Oct 2021
Summary pending.
ESMA seeks stakeholder input on shaping advice on retail investor protection(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Oct 2021
Summary pending.
The Markets in Financial Instruments, Benchmarks and Financial Promotions (Amendment) (EU Exit) Regulations 2021(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 25 Sept 2021
Summary pending.
Draft SI – The Markets in Financial Instruments, Benchmarks and Financial Promotions (Amendment) (EU Exit) Regulations 2021(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 9 Sept 2021
Summary pending.
IFPR: Impact – Helping you manage each step of your internal implementation projects(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 6 Sept 2021
Summary pending.
Delegated Directive integrating sustainability into MiFID II product governance obligations(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 11 Aug 2021
Summary pending.
FCA CP21/16: A new UK prudential regime for MiFID investment firms(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 10 Aug 2021
Summary pending.
IFPR: Impact – Helping you manage each step of your internal implementation projects(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 6 Aug 2021
Summary pending.
Delegated legislation integrating sustainability into UCITS Directive, AIFMD, MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Aug 2021
Summary pending.
ESMA publishes MIFID II/MIFIR annual review report on RTS 2(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 30 Jul 2021
Summary pending.
Draft SI – The Markets in Financial Instruments, Benchmarks and Financial Promotions (Amendment) (EU Exit) Regulations 2021(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 22 Jul 2021
Summary pending.
ESMA consults on remuneration requirements under MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 21 Jul 2021
Summary pending.
ESMA finds NCAs imposed sanctions of €8.4 million for MiFID II breaches in 2020(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 21 Jul 2021
Summary pending.
HMT Wholesale Markets Review – RT Plus podcast out now(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 20 Jul 2021
Summary pending.
FCA CP21/22: LIBOR transition and the derivatives trading obligation(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 16 Jul 2021
Summary pending.
ESMA warns firms and investors about risks arising from payment for order flow(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 15 Jul 2021
Summary pending.
ESMA consults on derivatives clearing and trading obligations in view of the benchmarks transition(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 13 Jul 2021
Summary pending.
ESMA consults on the review of transparency requirements under MiFIR(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 13 Jul 2021
Summary pending.
FCA statement on supervision of commodity position limits(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 13 Jul 2021
Summary pending.
FCA PS21/6: Implementation of Investment Firms Prudential Regime(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 1 Jul 2021
Summary pending.
The Markets in Financial Instruments (Capital Markets) (Amendment) Regulations 2021(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 1 Jul 2021
Summary pending.
EBA publishes final draft technical standards on supervisory disclosure under the Investment Firms Directive(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 28 Jun 2021
Summary pending.
AFM publishes report containing recommendations on transparency and a consolidated tape(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 18 Jun 2021
Summary pending.
What’s coming up in June?(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 8 Jun 2021
Summary pending.
ESMA publishes final Guidelines on the MiFID II/MiFIR market data obligations(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Jun 2021
Summary pending.
MiFID Quick Fix: draft delegated act on ancillary activity exemption published for consultation(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 1 Jun 2021
Summary pending.
MiFID Review series: the new European commodities derivatives regime(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 18 May 2021
Summary pending.
ESMA consults on its MiFID II / MiFIR annual report(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 14 May 2021
Summary pending.
FCA updated webpage – statement on the operation of the MiFID markets regime(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 13 May 2021
Summary pending.
ESMA issues latest double volume cap data(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 11 May 2021
Summary pending.
RT Plus – CP 21/9: Changes to UK MiFID’s organisational and conduct requirements(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 11 May 2021
Summary pending.
ESMA updates its opinion on ancillary activity calculations(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 8 May 2021
Summary pending.
Webinar | IFR / IFD: the new prudential regime for MiFID II investment firms(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 6 May 2021
Summary pending.
CP21/9: Changes to UK MIFID’s conduct and organisational requirements(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 30 Apr 2021
Summary pending.
Commission adopts Delegated Regulation correcting MiFID II Delegated Regulation(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 23 Apr 2021
Summary pending.
European Commission adopts delegated regulations that amend existing regulations to introduce greater sustainability requirements into Solvency II, MiFID and the IDD(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 22 Apr 2021
Summary pending.
European Commission adopts legislative and regulatory package on sustainable finance(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 22 Apr 2021
Summary pending.
FCA CP21/7 A new UK prudential regime for MiFID investment firms(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 21 Apr 2021
Summary pending.
Webinar | IFR / IFD: the new prudential regime for MiFID II investment firms(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 21 Apr 2021
Summary pending.
ESMA makes recommendations for OTFs under MiFID II/MiFIR(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 10 Apr 2021
Summary pending.
ESMA promotes coordinated action on the suspension of best execution reports(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 2 Apr 2021
Summary pending.
ESMA proposes amendments to MiFIR transactions and reference data reporting regimes(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 1 Apr 2021
Summary pending.
ESMA updates Q&As on MiFID II and MiFIR investor protection and intermediaries topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 31 Mar 2021
Summary pending.
FCA MiFID II product governance review(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 2 Mar 2021
Summary pending.
Capital Markets Recovery Package: Council adopts first set of measures to help companies access funding(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 17 Feb 2021
Summary pending.
COVID-19 recovery: Plenary adopted measures to protect investors and cut red tape for firms(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 13 Feb 2021
Summary pending.
EBA consultation on draft ITS on supervisory disclosure under the IFD(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 13 Feb 2021
Summary pending.
ESMA updates Q&As on MiFID II and MiFIR market structures topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 5 Feb 2021
Summary pending.
Operation of the MiFID markets regime – trading of Swiss shares(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Feb 2021
Summary pending.
ESMA launches a common supervisory action with NCAs on MiFID II product governance rules(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Feb 2021
Summary pending.
ESMA statement of reverse solicitation(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 29 Jan 2021
Summary pending.
The Markets in Financial Instruments (Switzerland Equivalence) Regulations 2021(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 15 Jan 2021
Summary pending.
Summary of temporary transitional measures for EU27 Member States(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 24 Dec 2020
Summary pending.
Implementing Decision amending earlier Decision recognising certain Singapore derivatives trading venues under MiFIR published in OJ(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 19 Dec 2020
Summary pending.
FCA statement on the operation of the MiFID markets regime(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 18 Dec 2020
Summary pending.
CP20/24: A new UK prudential regime for MiFID investment firms(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 15 Dec 2020
Summary pending.
European legislators start MiFID “quick fix” trilogue negotiations(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 8 Dec 2020
Summary pending.
European Parliament publishes adopted amendments to MiFID II in light of COVID-19(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 27 Nov 2020
Summary pending.
ESMA publishes new Q&As on product governance(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 9 Nov 2020
Summary pending.
Regulation and Directive on European crowdfunding service providers published in OJ(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 23 Oct 2020
Summary pending.
EIOPA outlines its approach to the supervision of insurance product governance and oversight(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 9 Oct 2020
Summary pending.
European Parliament adopts Regulation and Directive on European crowdfunding service providers(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 8 Oct 2020
Summary pending.
FCA bans the sale of crypto-derivatives to retail consumers(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 8 Oct 2020
Summary pending.
ESMA updates statements on the impact of Brexit on MiFID II / MiFIR and Benchmarks Regulation(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Oct 2020
Summary pending.
2 December 2020: Senior management and compliance 40-minute briefing – MiFID 2 / MiFIR for 2021(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 2 Oct 2020
Summary pending.
ESMA proposes amendments to the MiFIR transparency regime for non-equity financial instruments(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 1 Oct 2020
Summary pending.
Capital Markets Recovery Package progresses in Council and Parliament(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 26 Sept 2020
Summary pending.
ESMA consults on reference data and transaction reporting obligations under MiFIR(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 26 Sept 2020
Summary pending.
MiFID review: ESMA consults on the functioning of OTF regime, transactions reporting(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 26 Sept 2020
Summary pending.
ESMA seek feedback from market participants on the practical aspects of MiFID II and MiFIR implementation(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Sept 2020
Summary pending.
AFM calls for improvement regarding transparent price formation in the fixed-income and derivatives market(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 1 Sept 2020
Summary pending.
FCA publishes Market Watch Issue 64 focussing on MiFID II implementation after the Brexit transition period(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 29 Aug 2020
Summary pending.
FCA announces proposals to update Dual-regulated firms Remuneration Code(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 5 Aug 2020
Summary pending.
ESMA report: MiFID II / MiFIR annual report under RTS 2(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 25 Jul 2020
Summary pending.
ESMA guidance on waivers from pre-trade transparency(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 21 Jul 2020
Summary pending.
ESMA publishes its first review reports on the MiFIR transparency(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 18 Jul 2020
Summary pending.
ESMA updates its opinion on ancillary activity calculations(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 15 Jul 2020
Summary pending.
ESMA updates Q&As on MiFIR data reporting(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 10 Jul 2020
Summary pending.
FCA discussion paper on IFR and IFD(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 25 Jun 2020
Summary pending.
Commission publishes draft delegated acts on the introduction of ESG considerations(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 12 Jun 2020
Summary pending.
ESMA provides guidance on the compliance function under MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 9 Jun 2020
Summary pending.
ESMA updates transparency and position limit opinions for 3rd country venues(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 5 Jun 2020
Summary pending.
ESMA updates MiFID II / MiFIR Q&As on transparency and market structures topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 29 May 2020
Summary pending.
ESMA updates MiFID II Q&As on investor protection and intermediaries(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 29 May 2020
Summary pending.
AFM publishes recommendations for the review of MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 24 May 2020
Summary pending.
European Commission considers MiFID “quick fix” in response to COVID-19(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 14 May 2020
Summary pending.
ESMA consultation on the functioning of the regime for SME Growth Markets under MiFID II and on amendments to MAR for the promotion of the use of SME Growth Markets(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 8 May 2020
Summary pending.
ESMA reminds firms of conduct of business obligations under MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 8 May 2020
Summary pending.
FCA updates web page concerning its expectations regarding funds in light of COVID-19(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 16 Apr 2020
Summary pending.
ESMA proposes amendments to MiFID II commodity derivatives regime(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 7 Apr 2020
Summary pending.
ESMA provides clarifications for best execution reports under MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 2 Apr 2020
Summary pending.
ESMA confirms application date of equity transparency calculations(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 30 Mar 2020
Summary pending.
Coronavirus/COVID-19: German regulator on conduct of business rules(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 24 Mar 2020
Summary pending.
ESMA clarifies call taping under MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 20 Mar 2020
Summary pending.
ESMA delays SFTR phase 1 reporting and trade repository registration obligations(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 20 Mar 2020
Summary pending.
ESMA consults on MiFIR transparency regime for non-equity instruments(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 11 Mar 2020
Summary pending.
FCA begins review on data in wholesale markets(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 10 Mar 2020
Summary pending.
Commission launches consultation on MiFID II / MiFIR review(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 18 Feb 2020
Summary pending.
ESMA updates Q&As on MiFID II and MiFIR investor protection topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 18 Feb 2020
Summary pending.
ESMA issues latest double volume cap data(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 10 Feb 2020
Summary pending.
ESMA issues opinions on position limits under MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 10 Feb 2020
Summary pending.
ESMA publishes the final report on MiFIR alignments following the introduction of EMIR Refit(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 7 Feb 2020
Summary pending.
ESMA statement on the state of play of implementing a supervisory approach to pre-trade transparency requirements in commodity derivatives(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 7 Feb 2020
Summary pending.
ESMA launches common supervisory action with NCAs on MiFID II suitability rules(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 6 Feb 2020
Summary pending.
ESMA advises Commission on product intervention(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 5 Feb 2020
Summary pending.
ESMA consultation on draft technical standards on MiFID II third-country firm regime(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Feb 2020
Summary pending.
ESMA announces MiFID scheduled publication dates for 2020(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 20 Dec 2019
Summary pending.
Regulation regarding the promotion of SME growth markets published in the OJ(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 13 Dec 2019
Summary pending.
AFM sees room for improvement for investment firms’ compliance with MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 10 Dec 2019
Summary pending.
ESMA updates Q&As on MIFID II market structures and transparency(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 6 Dec 2019
Summary pending.
ESMA updates Q&As on investor protection and intermediaries(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 5 Dec 2019
Summary pending.
MiFID investment firms will need to use a new form to notify FCA of management body changes for non-SMF directors(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Dec 2019
Summary pending.
OJ – Commission Delegated Regulation amending the EU ETS Auctioning Regulation(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 12 Nov 2019
Summary pending.
FCA statement on SEC decision to extend no-action relief relating to MiFID II inducements and research provisions(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 11 Nov 2019
Summary pending.
EEA Joint Committee Decision incorporating MiFID II into EEA Agreement(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 1 Nov 2019
Summary pending.
Markets in Financial Instruments Exemptions Directions 2019 published(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 30 Oct 2019
Summary pending.
FCA Market Watch 61(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 9 Oct 2019
Summary pending.
ESMA updates Q&As on MiFID II data reporting(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 8 Oct 2019
Summary pending.
ESMA updates MiFID II Q&As on investor protection and intermediaries topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Oct 2019
Summary pending.
ESMA updates MiFID II Q&As on market structures and transparency topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Oct 2019
Summary pending.
ESMA work programme for 2020(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 2 Oct 2019
Summary pending.
FCA findings from review into MiFID II unbundling reforms(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 20 Sept 2019
Summary pending.
FCA to delay work on accessing and using data in wholesale markets(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 10 Sept 2019
Summary pending.
HM Treasury letter addressing concerns on proposed crowdfunding legislation(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 2 Sept 2019
Summary pending.
ESMA updates Q&As on MiFID II data reporting(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 30 Jul 2019
Summary pending.
ESMA consults on MiFID II guidelines regarding compliance functions(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 18 Jul 2019
Summary pending.
ESMA updates Q&As on MiFID II and MiFIR market structures and transparency topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 15 Jul 2019
Summary pending.
ESMA Q&As on MiFID II and MiFIR investor protection and intermediaries(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 12 Jul 2019
Summary pending.
MiFID II / MiFIR Delegated Regulations published in OJ(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 24 Jun 2019
Summary pending.
ESMA final report on frequent batch auctions under MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 12 Jun 2019
Summary pending.
Application of ESMA guidelines on commodity derivatives definitions under MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 6 Jun 2019
Summary pending.
ESMA launches common supervisory action on MiFID II appropriateness rules(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Jun 2019
Summary pending.
ESMA supervisory briefing on MiFIR pre-trade transparency requirements(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 4 Jun 2019
Summary pending.
ESMA updates MiFID II Q&As on transparency topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Jun 2019
Summary pending.
ESMA updates MiFID II Q&As on investor protection and intermediaries’ topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Jun 2019
Summary pending.
ESMA opinion on calculating market size of ancillary activity under MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 29 May 2019
Summary pending.
Prohibition on activities of tied agent fall outside scope of MiFID (ECJ)(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 10 May 2019
Summary pending.
ESMA publishes MiFID II supervisory briefing on appropriateness and execution-only(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 5 Apr 2019
Summary pending.
ESMA updates its Q&As on MiFID II and MiFIR transparency topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Apr 2019
Summary pending.
Updated ESMA MiFID II Q&As on investor protection and intermediaries topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 29 Mar 2019
Summary pending.
FCA March regulation round-up(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 27 Mar 2019
Summary pending.
ESRB Recommendation on EU macro-prudential policy framework published in OJ alongside MiFID II Delegated Regulations(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 21 Mar 2019
Summary pending.
ESMA results of MiFID II annual calculations of LIS and SSTI thresholds for bonds for 2019/20(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 20 Mar 2019
Summary pending.
The Financial Regulators’ Powers (Technical Standards etc) and Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2019(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 18 Mar 2019
Summary pending.
EP non-objection to Delegated Regulation amending MiFID II tick size regime(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 15 Mar 2019
Summary pending.
ESMA includes MiFID II and MiFIR in interactive single rulebook(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 15 Mar 2019
Summary pending.
FCA supervisory statement on the operation of the MiFID transparency regime post-Brexit(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 15 Mar 2019
Summary pending.
FCA statement on various MiFID obligations and Benchmark Regulation if the UK leaves the EU without an implementation period(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 14 Mar 2019
Summary pending.
EEA Joint Committee Decision incorporating MiFIR and MiFID II Directive into EEA Agreement published in OJ(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 13 Mar 2019
Summary pending.
FCA calls on firms to act following review of costs and charges disclosure in the investment sector(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 1 Mar 2019
Summary pending.
Andrew Bailey keynote speech on MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 27 Feb 2019
Summary pending.
Council of EU invited to agree on general approach for ESFS reforms(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 11 Feb 2019
Summary pending.
IOSCO final report with best or sound practices for commodity storage and derivative infrastructures(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 8 Feb 2019
Summary pending.
ESMA publishes supervisory briefing on the supervision of non-EU branches of EU firms(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 7 Feb 2019
Summary pending.
FCA approach to MiFID II transparency calculations(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 7 Feb 2019
Summary pending.
Commission adopts Delegated Regulations exempting BoE from MiFID II, EMIR, MAR and SFTR(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 6 Feb 2019
Summary pending.
Public statement on the use of UK data in ESMA databases and performance of MiFID II calculations in case of a no-deal Brexit(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 6 Feb 2019
Summary pending.
ESMA updates Q&As on MiFIR data reporting(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 5 Feb 2019
Summary pending.
Updated ESMA Q&As on MiFID II and MiFIR market structures topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Feb 2019
Summary pending.
Updated ESMA MiFID II Q&As on MiFID II and MiFIR transparency topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 1 Feb 2019
Summary pending.
Draft Financial Regulators’ Powers (Technical Standards etc) and Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2019(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 30 Jan 2019
Summary pending.
ESMA updates MiFID II transitional transparency calculations for electricity derivatives(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 24 Jan 2019
Summary pending.
FCA consults on cryptoassets guidance(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 23 Jan 2019
Summary pending.
Draft Delegated Regulation extending MiFID II trade transparency exemption to People’s Bank of China(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 11 Jan 2019
Summary pending.
EBA report on cost and past performance of structured deposits(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 11 Jan 2019
Summary pending.
Draft Commission Delegated Regulations on sustainable finance(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 8 Jan 2019
Summary pending.
FCA information on notification process for DRSPs entering temporary authorisation regime(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 8 Jan 2019
Summary pending.
ESMA updates Q&As on MiFID II and MiFIR commodity derivatives topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 7 Jan 2019
Summary pending.
ESMA updates Q&As on MiFID II and MiFIR transparency topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 7 Jan 2019
Summary pending.
Implementing Decision on equivalence of Swiss stock exchanges under MiFID II Directive published in OJ(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Jan 2019
Summary pending.
ESMA provides update on assessment of third-country trading venues for the purpose of post-trade transparency and position limits(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 21 Dec 2018
Summary pending.
Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 21 Dec 2018
Summary pending.
Commission proposes to extend equivalence for Swiss share trading venues for six months(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 18 Dec 2018
Summary pending.
Commission adopts Delegated Regulation amending MiFID II to promote use of SME growth markets(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 14 Dec 2018
Summary pending.
IOSCO report on implementation of principles for regulation and supervision of commodity derivatives markets(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 20 Nov 2018
Summary pending.
ESMA updates Q&As on SSR(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 15 Nov 2018
Summary pending.
Updated MiFID II Q&As on transparency and market structures(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 15 Nov 2018
Summary pending.
Updated ESMA supervisory briefing on MiFID II suitability(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 14 Nov 2018
Summary pending.
ESMA call for evidence on periodic auctions for equity instruments(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 12 Nov 2018
Summary pending.
ESMA updates MiFID II Q&As on temporary product intervention measures(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 12 Nov 2018
Summary pending.
ESMA updates MiFID II Q&As on temporary product intervention measures(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 9 Nov 2018
Summary pending.
Official translations of ESMA final guidelines suitability requirement guidelines under MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 7 Nov 2018
Summary pending.
Brexit Pathfinder – new hub for financial services clients(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 5 Nov 2018
Summary pending.
Draft Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 19 Oct 2018
Summary pending.
Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 8 Oct 2018
Summary pending.
AFME guidance on FCA rules relating to analysts’ participation in pitches(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 5 Oct 2018
Summary pending.
ESMA withdraws MiFID automated trading guidelines following their incorporation into MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Oct 2018
Summary pending.
ESMA speech on preparing for Brexit(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Oct 2018
Summary pending.
ESMA speech on the state of implementation of MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Oct 2018
Summary pending.
ESMA updates MIFID II Q&As on investor protection(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Oct 2018
Summary pending.
ESMA updates Q&As for MiFID II and MiFIR commodity derivatives(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Oct 2018
Summary pending.
ESMA letter to European Commission on MiFID II / MiFIR third-country regimes(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 2 Oct 2018
Summary pending.
ECON votes to adopt draft reports on tailor made regime for investment firms(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 26 Sept 2018
Summary pending.
FCA direction on application for ROIE status post-Brexit(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 17 Sept 2018
Summary pending.
Commission communication on ESMA’s draft amendment to MiFID II RTS(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Sept 2018
Summary pending.
Consultation to amend the Dutch national regime under MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Sept 2018
Summary pending.
‘Bloomberg Markets: Rules & Returns’ interview with Norton Rose Fulbright partner Jonathan Herbst – the latest Brexit developments and an update on MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Sept 2018
Summary pending.
Updated MiFID II TTCs for equity derivatives, equities and equity-like instruments(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 7 Aug 2018
Summary pending.
ESMA data for MiFID II SI calculations(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Aug 2018
Summary pending.
ESMA updates MiFID II Q&As on temporary product intervention measures(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 1 Aug 2018
Summary pending.
MiFID suitability requirements peer review: ESMA publishes follow-up report(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 25 Jul 2018
Summary pending.
ESMA template for MiFID II SI calculations(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 23 Jul 2018
Summary pending.
ESMA consults on changes to tick size regime under MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 16 Jul 2018
Summary pending.
AML systems and controls – criminal prosecutions in the pipeline?(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 12 Jul 2018
Summary pending.
ESMA updates MiFID II Q&As on investor protection(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 12 Jul 2018
Summary pending.
The Financial Services and Markets Act 2000 (Prospectus and Markets in Financial Instruments) Regulations 2018(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 2 Jul 2018
Summary pending.
ECJ Judgment on MiFID concept of confidential information(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 29 Jun 2018
Summary pending.
FCA web page – periodic auctions(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 26 Jun 2018
Summary pending.
MiFID II temporary period for LEIS to end in July 2018(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 21 Jun 2018
Summary pending.
FCA list of cooperation agreements with third country regulators in context of outsourcing portfolio management services under MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 15 Jun 2018
Summary pending.
EBA / ESMA statement: institutions and authorities must consider retail holders of debt financial instruments in resolutions(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 31 May 2018
Summary pending.
ESMA updates MiFID Q&As on investor protection and intermediaries topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 30 May 2018
Summary pending.
New FCA webpage: Remuneration and performance management of sales staff (SYSC 19F)(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 25 May 2018
Summary pending.
SME Growth Markets(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 25 May 2018
Summary pending.
MiFID II Passporting Amendment Instrument 2018(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 22 May 2018
Summary pending.
ECB opinion on draft legislative proposals amending the Regulation establishing ESMA, MiFID II and Solvency II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 18 May 2018
Summary pending.
ESMA FAQs on MiFID II transitional transparency calculations(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 16 May 2018
Summary pending.
Policy Statement on retiring FG12/15 and FG14/1(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 14 May 2018
Summary pending.
ESMA launches bond liquidity system under MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 2 May 2018
Summary pending.
The basic advice regime under MiFID II & IDD(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 23 Apr 2018
Summary pending.
ESMA updates MiFID II Q&As on market structures and transparency topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 3 Apr 2018
Summary pending.
ESMA updates Q&As on MiFID II commodity derivatives topics(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 28 Mar 2018
Summary pending.
ESMA updates MiFID II / MiFIR investor protections Q&As(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 26 Mar 2018
Summary pending.
ESMA speech on Brexit, MiFID II transparency costs and charges, PRIIPs(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 22 Mar 2018
Summary pending.
New 40 minute briefing recording – MiFID II: post implementation review(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 13 Mar 2018
Summary pending.
MiFID II: ESMA publishes double volume cap data(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 9 Mar 2018
Summary pending.
FCA product governance review in small and medium sized banks(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 6 Mar 2018
Summary pending.
FCA updates MiFID II – LEI update page(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 5 Mar 2018
Summary pending.
CLLS letter – MiFID II and outsourcing in relation to portfolio management services(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 22 Feb 2018
Summary pending.
Extended 40 minute briefing – MiFID II: post implementation review(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 20 Feb 2018
Summary pending.
Corrigendum to Commission Implementing Regulation laying down ITS with regard to standard forms, templates and procedures for the transmission of information in accordance with MiFID II(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 8 Feb 2018
Summary pending.
ESMA updates its MiFID II Q&As on transparency and market structures(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 8 Feb 2018
Summary pending.
ESMA publishes translations for guidelines on MiFID II product governance requirements(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 7 Feb 2018
Summary pending.
FCA consults on MMFs(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 26 Jan 2018
Summary pending.
AFM agenda 2018: focus on data analysis for investor protection purposes(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 24 Jan 2018
Summary pending.
ESMA updates transparency calculations for MiFID II / MiFIR(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 22 Jan 2018
Summary pending.
Latest MiFID II Delegated Regulation published in OJ(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 17 Jan 2018
Summary pending.
ESMA delays publication of double volume cap data(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 10 Jan 2018
Summary pending.
Eurex Clearing AG: BaFin grants request for transitional arrangement for exchange-traded derivatives(opens in a new tab) Inferred
Norton Rose Fulbright (Regulation Tomorrow) · 5 Jan 2018
Summary pending.
Competence of employees investment firm and national regimes(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Jan 2018
Summary pending.
ESMA updates MiFID II transitional transparency calculations for equities and bonds(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Jan 2018
Summary pending.
FCA MiFID II guidance on authorisation process, forms and prudential categories(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Jan 2018
Summary pending.
FCA updates transaction reporting webpages to reflect MiFID II implementation(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Jan 2018
Summary pending.
Implementing Decision under MiFID II on equivalence of Swiss stock exchanges published in OJ(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Jan 2018
Summary pending.
New FCA MiFID II change in control forms(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Jan 2018
Summary pending.
New FCA MiFID II change of legal status forms(opens in a new tab)
Norton Rose Fulbright (Regulation Tomorrow) · 4 Jan 2018
Summary pending.