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UK · assimilated regulation

UK Implementing Regulation (EU) 2017/980Commission Implementing Regulation (EU) 2017/980 of 7 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation in supervisory activities, for on-site verifications, and investigations and exchange of information between competent authorities in accordance with Directive 2014/65/EU of the European Parliament and of the Council (Text with EEA relevance)

Read the official text on legislation.gov.uk(opens in a new tab)

UK version of Implementing Regulation (EU) 2017/980. Changes the FCA made by standards instruments are not recorded on legislation.gov.uk, so this page cannot show whether the UK version has diverged.

Contents

  1. Article 1 Contact points
  2. Article 2 Request for cooperation or exchange of information
  3. Article 3 Acknowledgement of receipt
  4. Article 4 Reply to a request for cooperation or exchange of information
  5. Article 5 Procedures for sending and processing a request for cooperation or exchange of information
  6. Article 6 Procedure for requests for taking a statement from a person
  7. Article 7 Procedure for requests for an on-site verification or investigation
  8. Article 8 Unsolicited exchanges of information
  9. Article 9 Requirement to notify competent authorities
  10. Article 10 Entry into force and application
  11. Annex I Form for a request for cooperation or exchange of information
  12. Annex II Form for the acknowledgement of receipt
  13. Annex III Form for the reply to a request for cooperation or exchange of information
  14. Annex IV Form for the notification for directly addressing a remote member or participant of a regulated market