UK · UK MiFID Org Reg · CHAPTER III OPERATING CONDITIONS FOR INVESTMENT FIRMS · SECTION 3 Assessment of suitability and appropriateness
Article 56 UK MiFID Org RegAssessment of appropriateness and related record-keeping obligations ...
Revoked
Revoked from 23 Oct 2025 by Financial Services and Markets Act 2023.
Read the official text on legislation.gov.uk(opens in a new tab)Summary pending.
Amendments and application dates
| Amending act | Change | Applies from |
|---|---|---|
| Financial Services and Markets Act 2023 | Provision removed | 23 Oct 2025 |
Commentary
No law-firm commentary is linked to this provision yet.
EU counterpart
No EU counterpart recorded.
Restated in FCA rules
Article 56 has been revoked. These Handbook provisions restate it; the link is ours, made from published evidence (hover the badge for it).
Curated · 85%
- COBS 10A.2.3R Assessing a client’s knowledge and experience: MiFID business
- COBS 10A.7.2R Record keeping: MiFID business
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