UK · MiFID II Regulations 2017 · PART 5 Removal of persons from the management board of an investment firm, credit institution, or recognised investment exchange
Regulation 39 MiFID II Regulations 2017Right to refer matters to the Tribunal
In force; revocation enacted, not yet commenced
Revocation enacted by Financial Services and Markets Act 2023; no commencement date yet.
Read the official text on legislation.gov.uk(opens in a new tab)Summary pending.
Amendments and application dates
| Amending act | Change | Applies from |
|---|---|---|
| Financial Services and Markets Act 2023 | Revocation enacted, not yet commenced | — |
Commentary
No law-firm commentary is linked to this provision yet.
EU counterpart
MiFID II provisions it transposes
- Transposes MiFID II Art 69(2)(u)
Source: HM Treasury’s transposition note (2017).