UK · MiFID II Regulations 2017 · PART 2 Exempt and third-country investment firms · CHAPTER 1 Exempt investment firms
Regulation 4 MiFID II Regulations 2017Applications to be an exempt investment firm
In force; revocation enacted, not yet commenced
Revocation enacted by Financial Services and Markets Act 2023; no commencement date yet.
Read the official text on legislation.gov.uk(opens in a new tab)Summary pending.
Amendments and application dates
| Amending act | Change | Applies from |
|---|---|---|
| Financial Services and Markets Act 2023 | Revocation enacted, not yet commenced | — |
Commentary
No law-firm commentary is linked to this provision yet.
EU counterpart
MiFID II provisions it transposes
- Transposes MiFID II Art 3(1)
Source: HM Treasury’s transposition note (2017).