EU · MiFID II · TITLE VI COMPETENT AUTHORITIES · CHAPTER I Designation, powers and redress procedures

Article 71 MiFID IIPublication of decisions

In force

Read the official text on EUR-Lex(opens in a new tab)

AI-generated What this provision does

Competent authorities must publish decisions imposing administrative sanctions or measures under MiFID II or MiFIR without undue delay, naming the infringement and those responsible, but may defer, anonymise or withhold publication where it would be disproportionate or endanger markets or an investigation. Appeals and their outcomes must also be published, publications stay online for at least five years, and sanctions are reported to ESMA.

Amendments and application dates

Amending act	Change	Applies from
Directive (EU) 2019/2177	Text amended	by 1 Jan 2022

Level 2: delegated and implementing acts

ITSIn forceLegal basis
Commission Implementing Regulation (EU) 2017/1111 of 22 June 2017 laying down implementing technical standards with regard to procedures and forms for submitting information on sanctions and measures in accordance with Directive 2014/65/EU of the European Parliament and of the Council
European Commission · 23 Jun 2017 · EUR-Lex
AI summaryITS setting procedures and forms for competent authorities to report sanctions and measures under MiFID II to ESMA, including contact points, updating or invalidating reports, deadlines, and annual submissions of aggregated data on sanctions and anonymised data on criminal investigations.

Commentary

No law-firm commentary is linked to this provision yet.

393 more documents relate to MiFID II as a whole without naming an article.

UK counterpart

UK transposition not traced in the FCA Handbook. It may sit in FSMA, the Regulated Activities Order or SI 2017/701, which are not yet mapped.

Version history

From 1 Jan 2022
From 17 Sept 2014 to 1 Jan 2022

Each entry is a consolidated version of the act on EUR-Lex in which this provision appears. The text itself is on the official site.