EU · MiFID II · TITLE VI COMPETENT AUTHORITIES · CHAPTER I Designation, powers and redress procedures
Article 76 MiFID IIProfessional secrecy
Competent authority staff, delegates, auditors and experts are bound by professional secrecy and may disclose confidential information only in summary or aggregate form, subject to criminal and tax law exceptions, insolvency proceedings and the exchanges of information MiFID II and MiFIR allow; recipients may use it only for their duties.
Commentary
No law-firm commentary is linked to this provision yet.
393 more documents relate to MiFID II as a whole without naming an article.
UK counterpart
UK transposition not traced in the FCA Handbook. It may sit in FSMA, the Regulated Activities Order or SI 2017/701, which are not yet mapped.
Version history
- From 17 Sept 2014
Each entry is a consolidated version of the act on EUR-Lex in which this provision appears. The text itself is on the official site.