DRS Regulations 2017The Data Reporting Services Regulations 2017

PART 1: Introductory Provisions

1. Regulation 1 Citation and commencement (revoked)
2. Regulation 2 Interpretation (revoked)
3. Regulation 2A References to EU Regulations etc (revoked)
4. Regulation 3 CTP definition and conditions (revoked)
5. Regulation 4 Retained EU law (revoked)

PART 2: Authorisation of Data Reporting Services

1. Regulation 5 Prohibition on provision of data reporting service (revoked)
2. Regulation 6 Register of data reporting service providers (revoked)
3. Regulation 7 Application for authorisation to provide a data reporting service (revoked)
4. Regulation 8 Application for verification of compliance with these Regulations (revoked)
5. Regulation 9 Conditions for authorisation to provide a data reporting service (revoked)
6. Regulation 10 Determination of an application for authorisation to provide a data reporting service (revoked)
7. Regulation 11 Cancellation of an authorisation to provide a data reporting service (revoked)
8. Regulation 12 Variation of an authorisation to provide data reporting services (revoked)
9. Regulation 12A Deemed authorisation to provide a data reporting service (revoked)
10. Regulation 12B Regulator response (revoked)
11. Regulation 12C Period during which regulation 12A is to apply (revoked)

PART 3: Operating Requirements

1. Regulation 13 Requirements for the management body of a data reporting service provider (revoked)
2. Regulation 14 Conditions for an APA (revoked)
3. Regulation 15 Conditions for a CTP (revoked)
4. Regulation 16 Conditions for an ARM (revoked)

PART 4: Administration and enforcement

CHAPTER 1: The FCA

1. Regulation 17 Functions of the FCA (revoked)
2. Regulation 18 Monitoring and enforcement (revoked)
3. Regulation 19 Co-operation and consultation (revoked)
4. Regulation 20 Guidance (revoked)
5. Regulation 21 Reporting requirements (revoked)
6. Regulation 22 Restrictions on authorisation to carry on data reporting services (revoked)
7. Regulation 23 Public censure (revoked)
8. Regulation 24 Financial penalties (revoked)
9. Regulation 25 Warning notice (revoked)
10. Regulation 26 Decision notice (revoked)
11. Regulation 27 Statements of policy (revoked)
12. Regulation 28 Statements of policy: procedure (revoked)
13. Regulation 29 Misleading the FCA (revoked)
14. Regulation 30 Breach of the prohibition on provision of data reporting service (revoked)
15. Regulation 31 Restriction on penalties (revoked)

CHAPTER 2: Application of the Act for the purposes of the Regulations

1. Regulation 32 Application of Part 9 of the Act (hearings and appeals) (revoked)
2. Regulation 33 Application of Part 11 of the Act (information gathering and investigations) (revoked)
3. Regulation 34 Information given by an auditor (revoked)
4. Regulation 35 Restrictions on disclosure of information (revoked)
5. Regulation 36 Application of Part 25 of the Act (injunctions and restitution) (revoked)
6. Regulation 37 Application of Part 26 of the Act (notices) (revoked)
7. Regulation 38 Application of Part 27 of the Act (offences) (revoked)
8. Regulation 39 Application of section 413 of the Act (protected items) (revoked)
9. Regulation 40 FCA: penalties, fees and exemption from liability in damages (revoked)

CHAPTER 3: Application of secondary legislation for the purposes of the Regulations

1. Regulation 41 Service of notices (revoked)
2. Regulation 42 Disclosure of confidential information (revoked)
3. Regulation 43 Communications by auditors (revoked)

PART 5: Miscellaneous

1. Regulation 44 Record keeping (revoked)
2. Regulation 45 Reporting of infringements (revoked)
3. Regulation 46 Application to Gibraltar (revoked)
4. Regulation 47 Applications for authorisation and verification: CTP definition and conditions (revoked)
5. Regulation 48 Review (revoked)